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LA

Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$189M
AUM Growth
-$20.2M
Cap. Flow
-$27.9M
Cap. Flow %
-14.77%
Top 10 Hldgs %
51.18%
Holding
101
New
8
Increased
16
Reduced
50
Closed
5

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.45M
2
CSIQ icon
Canadian Solar
CSIQ
+$498K
3
CGC
Canopy Growth
CGC
+$424K
4
FSLR icon
First Solar
FSLR
+$311K
5
DAL icon
Delta Air Lines
DAL
+$223K

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13.2M
2
CMI icon
Cummins
CMI
+$1.58M
3
KLAC icon
KLA
KLAC
+$992K
4
ALK icon
Alaska Air
ALK
+$910K
5
CMCSA icon
Comcast
CMCSA
+$901K

Sector Composition

Rank Sector Weight
1 Technology 20.52%
2 Healthcare 11.56%
3 Consumer Staples 9%
4 Energy 8.37%
5 Financials 5.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPST icon
1
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
$31.4M 16.61%
622,472
-262,375
-30% -$13.2M
AAPL icon
2
Apple
AAPL
$4.9T
$15.9M 8.42%
284,372
-600
-0.2% -$31.4K
INTC icon
3
Intel
INTC
$478B
$8.13M 4.3%
157,735
-5,430
-3% -$267K
JNJ icon
4
Johnson & Johnson
JNJ
$609B
$7.39M 3.91%
57,110
-4,840
-8% -$638K
PEP icon
5
PepsiCo
PEP
$187B
$7.11M 3.76%
51,860
-3,070
-6% -$408K
COP icon
6
ConocoPhillips
COP
$140B
$6.37M 3.37%
111,781
+260
+0.2% +$14.8K
PSX icon
7
Phillips 66
PSX
$82.9B
$6.29M 3.33%
61,478
– –
IWD icon
8
iShares Russell 1000 Value ETF
IWD
$81.9B
$5.11M 2.71%
4,000
– –
ACN icon
9
Accenture
ACN
$87.9B
$4.55M 2.41%
23,642
-500
-2% -$96.8K
DD
10
DELISTED
Du Pont De Nemours E I
DD
$4.47M 2.37%
62,750
+185
+0.3% +$13.2K
MSFT icon
11
Microsoft
MSFT
$2.93T
$4.21M 2.23%
30,249
-1,700
-5% -$234K
PG icon
12
Procter & Gamble
PG
$349B
$3.93M 2.08%
31,582
-4,400
-12% -$520K
IDXX icon
13
Idexx Laboratories
IDXX
$44.8B
$3.38M 1.79%
12,422
– –
MRK icon
14
Merck
MRK
$315B
$3.01M 1.59%
37,505
-7,578
-17% -$607K
DOW icon
15
Dow Inc
DOW
$21.6B
$2.99M 1.58%
62,750
+185
+0.3% +$8.66K
VIG icon
16
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.81M 1.49%
23,472
-410
-2% -$48.4K
HAS icon
17
Hasbro
HAS
$11.5B
$2.62M 1.39%
22,100
-7,000
-24% -$797K
JPM icon
18
JPMorgan Chase
JPM
$907B
$2.57M 1.36%
21,850
-2,300
-10% -$260K
MMM icon
19
3M
MMM
$83.4B
$2.56M 1.35%
18,615
-41
-0.2% -$5.73K
IVV icon
20
iShares Core S&P 500 ETF
IVV
$881B
$2.46M 1.3%
+8,250
New +$2.45M
IEFA icon
21
iShares Core MSCI EAFE ETF
IEFA
$186B
$2.26M 1.19%
36,950
+850
+2% +$51.3K
KLAC icon
22
KLA
KLAC
$278B
$2.2M 1.16%
138,000
-71,000
-34% -$992K
NKE icon
23
Nike
NKE
$64.9B
$2.1M 1.11%
22,380
-6,231
-22% -$534K
KO icon
24
Coca-Cola
KO
$351B
$1.98M 1.05%
36,373
-8,032
-18% -$430K
GOOGL icon
25
Alphabet (Google) Class A
GOOGL
$4.23T
$1.98M 1.05%
32,400
-5,080
-14% -$301K
1
2 3 4

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Lau Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Lau Associates held 101 positions worth $189M, down 9.6% from $209M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Lau Associates withdrew a net $27.9M in Q3 2019, closing 5 positions and reducing 50 holdings. Its most notable exit was Cummins, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Lau Associates opened a new position in iShares Core S&P 500 ETF worth $2.46M.

  • Lau Associates's largest Q3 2019 buy was iShares Core S&P 500 ETF: 8,250 shares worth $2.46M.
  • Lau Associates added most to NextEra Energy in Q3 2019, an estimated $128K increase.
  • Lau Associates's biggest Q3 2019 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $13.2M.
  • Lau Associates fully exited Cummins in Q3 2019, selling an estimated $1.58M.
  • Lau Associates's ten largest holdings make up 51% of its $189M portfolio in Q3 2019.
  • Lau Associates opened 8 new positions and closed 5 in Q3 2019.
  • Lau Associates's portfolio value fell 9.6% quarter-over-quarter to $189M.

Based on Lau Associates's 13F filing for Q3 2019, filed 2 Oct 2019.