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Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+6%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.5%
5 Year Est. Return
+60.02%
10 Year Est. Return
–
AUM
$120M
AUM Growth
+$2.35M
Cap. Flow
-$3.9M
Cap. Flow %
-3.24%
Top 10 Hldgs %
57.66%
Holding
68
New
4
Increased
7
Reduced
26
Closed
3

Top Buys

Rank Stock Value
1
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$912K
2
ALK icon
Alaska Air
ALK
+$311K
3
SNDK
SANDISK CORP
SNDK
+$300K
4
CSX icon
CSX Corp
CSX
+$217K
5
GPC icon
Genuine Parts
GPC
+$207K

Top Sells

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$1.42M
2
MSFT icon
Microsoft
MSFT
+$558K
3
FISV
Fiserv Inc
FISV
+$545K
4
PHYS icon
Sprott Physical Gold
PHYS
+$388K
5
IDXX icon
Idexx Laboratories
IDXX
+$385K

Sector Composition

Rank Sector Weight
1 Miscellaneous 28.39%
2 Technology 16.96%
3 Energy 13.34%
4 Healthcare 12.87%
5 Consumer Staples 9.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGOL icon
1
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$21.6M 17.93%
1,649,610
+69,650
+4% +$912K
AAPL icon
2
Apple
AAPL
$4.67T
$6.85M 5.7%
402,444
-8,960
-2% -$149K
COP icon
3
ConocoPhillips
COP
$161B
$6.34M 5.27%
91,163
-1,550
-2% -$103K
DD
4
DELISTED
Du Pont De Nemours E I
DD
$6.11M 5.08%
109,922
-4,480
-4% -$245K
PHYS icon
5
Sprott Physical Gold
PHYS
$15.9B
$5.88M 4.89%
533,070
-35,000
-6% -$388K
PEP icon
6
PepsiCo
PEP
$188B
$5.8M 4.82%
72,994
-1,900
-3% -$156K
ACN icon
7
Accenture
ACN
$114B
$4.67M 3.88%
63,460
-900
-1% -$66.6K
JNJ icon
8
Johnson & Johnson
JNJ
$663B
$4.08M 3.4%
47,127
-1,450
-3% -$130K
INTC icon
9
Intel
INTC
$506B
$4.04M 3.36%
176,385
-3,700
-2% -$85.2K
CEF icon
10
Sprott Physical Gold and Silver Trust
CEF
$7.94B
$4.01M 3.33%
272,830
– –
IBM icon
11
IBM
IBM
$221B
$3.43M 2.85%
19,358
– –
XOM icon
12
ExxonMobil
XOM
$656B
$3.3M 2.74%
38,319
-2,200
-5% -$198K
DHR icon
13
Danaher
DHR
$146B
$3.15M 2.62%
67,586
-3,273
-5% -$148K
PSX icon
14
Phillips 66
PSX
$102B
$2.85M 2.37%
49,208
-500
-1% -$29K
PG icon
15
Procter & Gamble
PG
$340B
$2.68M 2.23%
35,412
-300
-0.8% -$23.9K
GE icon
16
GE Aerospace
GE
$350B
$2.44M 2.03%
21,328
-1,994
-9% -$229K
IDXX icon
17
Idexx Laboratories
IDXX
$42.2B
$2.25M 1.87%
45,224
-8,000
-15% -$385K
PPL
18
PPL Corp
PPL
$26.4B
$2.08M 1.73%
73,522
-6,737
-8% -$193K
CVX icon
19
Chevron
CVX
$409B
$1.63M 1.36%
13,444
– –
MMM icon
20
3M
MMM
$86.9B
$1.59M 1.32%
15,924
– –
THO icon
21
Thor Industries
THO
$4.01B
$1.3M 1.08%
22,488
-5,000
-18% -$265K
GILD icon
22
Gilead Sciences
GILD
$187B
$1.26M 1.05%
20,000
– –
CBSH icon
23
Commerce Bancshares
CBSH
$8.37B
$1.25M 1.04%
53,573
– –
KO icon
24
Coca-Cola
KO
$379B
$1.19M 0.99%
31,420
– –
MRK icon
25
Merck
MRK
$371B
$1.18M 0.98%
25,940
– –
1
2 3

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Lau Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Lau Associates held 68 positions worth $120M, up 2% from $118M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lau Associates withdrew a net $3.9M in Q3 2013, closing 3 positions and reducing 26 holdings. Its most notable exit was Oracle, an estimated $1.42M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, up from 26% a quarter earlier, followed by Technology and Energy.

Against the trend, Lau Associates opened a new position in Alaska Air worth $326K.

  • Lau Associates's largest Q3 2013 buy was Alaska Air: 10,400 shares worth $326K.
  • Lau Associates added most to abrdn Physical Gold Shares ETF in Q3 2013, an estimated $912K increase.
  • Lau Associates's biggest Q3 2013 reduction was Microsoft, cutting an estimated $558K.
  • Lau Associates fully exited Oracle in Q3 2013, selling an estimated $1.42M.
  • Lau Associates's ten largest holdings make up 58% of its $120M portfolio in Q3 2013.
  • Lau Associates opened 4 new positions and closed 3 in Q3 2013.
  • Lau Associates's portfolio value rose 2% quarter-over-quarter to $120M.

Based on Lau Associates's 13F filing for Q3 2013, filed 29 Oct 2013.