Lau Associates’s Sprott Physical Gold PHYS Stock Holding History

Lau Associates’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-31,965	Closed	-$334K	–	95
2019 Q1	$334K	Hold	31,965	–	–	0.17%	72
2018 Q4	$330K	Hold	31,965	–	–	0.18%	75
2018 Q3	$305K	Hold	31,965	–	–	0.17%	78
2018 Q2	$325K	Hold	31,965	–	–	0.22%	62
2018 Q1	$344K	Hold	31,965	–	–	0.27%	61
2017 Q4	$339K	Hold	31,965	–	–	0.26%	60
2017 Q3	$334K	Hold	31,965	–	–	0.26%	62
2017 Q2	$324K	Hold	31,965	–	–	0.26%	64
2017 Q1	$327K	Hold	31,965	–	–	0.29%	66
2016 Q4	$300K	Hold	31,965	–	–	0.3%	61
2016 Q3	$350K	Hold	31,965	–	–	0.36%	61
2016 Q2	$351K	Hold	31,965	–	–	0.37%	60
2016 Q1	$323K	Hold	31,965	–	–	0.33%	59
2015 Q4	$279K	Sell	31,965 -11,000	-26%	-$99.8K	0.3%	63
2015 Q3	$394K	Sell	42,965 -249,790	-85%	-$2.31M	0.46%	49
2015 Q2	$2.83M	Hold	292,755	–	–	2.77%	10
2015 Q1	$2.86M	Hold	292,755	–	–	2.73%	10
2014 Q4	$2.86M	Sell	292,755 -109,815	-27%	-$1.09M	2.61%	12
2014 Q3	$4.01M	Sell	402,570 -15,000	-4%	-$159K	3.7%	8
2014 Q2	$4.6M	Hold	417,570	–	–	4.14%	9
2014 Q1	$4.46M	Sell	417,570 -75,000	-15%	-$807K	3.97%	8
2013 Q4	$4.91M	Sell	492,570 -40,500	-8%	-$427K	4.35%	7
2013 Q3	$5.88M	Sell	533,070 -35,000	-6%	-$388K	4.89%	5
2013 Q2	$5.82M	Buy	+568,070	New	+$6.71M	4.93%	4

Other funds holding PHYS

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

PHS

Pekin Hardy Strauss Chicago, Illinois $957M AUM 44.61% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

OFG

OTA Financial Group Purchase, New York $143M AUM 16.9% 1-Year Est. Return

FHC

Forest Hill Capital Little Rock, Arkansas $152M AUM 64.38% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Lau Associates's PHYS Position: Q2 2019 in Review

Lau Associates sold out of Sprott Physical Gold (PHYS) in Q2 2019, closing a stake of 31,965 shares — an estimated $334K sold.

Lau Associates first reported a position in PHYS in Q2 2013 and held it in 24 quarters. The position peaked at $5.88M in Q3 2013. 177 funds tracked by Wall St. Rank hold PHYS as of Q2 2019.

Lau Associates reported no remaining Sprott Physical Gold position as of Q2 2019 after selling out during the quarter.
Lau Associates sold 31,965 Sprott Physical Gold shares in Q2 2019, an estimated $334K.
Lau Associates first reported a position in Sprott Physical Gold in Q2 2013 and held it in 24 quarters.
Lau Associates's Sprott Physical Gold position peaked at $5.88M in Q3 2013.
177 funds tracked by Wall St. Rank held Sprott Physical Gold as of Q2 2019.

Based on Lau Associates's 13F filing for Q2 2019, filed 18 Jul 2019.