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Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+7.61%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$113M
AUM Growth
-$7.61M
Cap. Flow
-$14.4M
Cap. Flow %
-12.76%
Top 10 Hldgs %
53.8%
Holding
68
New
3
Increased
8
Reduced
20
Closed
2

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$341K
2
ALK icon
Alaska Air
ALK
+$213K
3
QCOM icon
Qualcomm
QCOM
+$212K
4
SNDK
SANDISK CORP
SNDK
+$202K
5
ESRX
Express Scripts Holding Company
ESRX
+$196K

Top Sells

Rank Stock Value
1
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$8.21M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$4.01M
3
CBSH icon
Commerce Bancshares
CBSH
+$693K
4
PHYS icon
Sprott Physical Gold
PHYS
+$427K
5
GILD icon
Gilead Sciences
GILD
+$313K

Sector Composition

Rank Sector Weight
1 Technology 20.12%
2 Energy 15.91%
3 Healthcare 14.19%
4 Consumer Staples 10.66%
5 Industrials 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGOL icon
1
abrdn Physical Gold Shares ETF
SGOL
$6.85B
$11.8M 10.44%
993,940
-655,670
-40% -$8.21M
AAPL icon
2
Apple
AAPL
$4.9T
$8.06M 7.16%
402,444
– –
DD
3
DELISTED
Du Pont De Nemours E I
DD
$6.5M 5.77%
105,376
-4,546
-4% -$263K
COP icon
4
ConocoPhillips
COP
$140B
$6.22M 5.52%
88,073
-3,090
-3% -$222K
PEP icon
5
PepsiCo
PEP
$187B
$5.8M 5.15%
69,994
-3,000
-4% -$249K
ACN icon
6
Accenture
ACN
$87.9B
$5.05M 4.48%
61,400
-2,060
-3% -$156K
PHYS icon
7
Sprott Physical Gold
PHYS
$14.4B
$4.91M 4.35%
492,570
-40,500
-8% -$427K
INTC icon
8
Intel
INTC
$478B
$4.4M 3.9%
169,385
-7,000
-4% -$169K
JNJ icon
9
Johnson & Johnson
JNJ
$609B
$4.12M 3.65%
44,948
-2,179
-5% -$201K
PSX icon
10
Phillips 66
PSX
$82.9B
$3.79M 3.37%
49,208
– –
XOM icon
11
ExxonMobil
XOM
$611B
$3.66M 3.25%
36,188
-2,131
-6% -$197K
DHR icon
12
Danaher
DHR
$144B
$3.41M 3.03%
65,801
-1,785
-3% -$87.8K
IBM icon
13
IBM
IBM
$200B
$3.26M 2.89%
18,165
-1,193
-6% -$206K
GE icon
14
GE Aerospace
GE
$364B
$2.82M 2.5%
21,005
-323
-2% -$40.7K
PG icon
15
Procter & Gamble
PG
$349B
$2.76M 2.45%
33,912
-1,500
-4% -$122K
IDXX icon
16
Idexx Laboratories
IDXX
$44.8B
$2.26M 2.01%
42,524
-2,700
-6% -$142K
PPL
17
PPL Corp
PPL
$27B
$2.02M 1.8%
72,233
-1,289
-2% -$36.4K
MMM icon
18
3M
MMM
$83.4B
$1.87M 1.66%
15,924
– –
CVX icon
19
Chevron
CVX
$373B
$1.68M 1.49%
13,444
– –
SLB icon
20
SLB Ltd
SLB
$70.3B
$1.34M 1.19%
14,857
+2,000
+16% +$181K
ESRX
21
DELISTED
Express Scripts Holding Company
ESRX
$1.3M 1.15%
18,489
+3,000
+19% +$196K
KO icon
22
Coca-Cola
KO
$351B
$1.3M 1.15%
31,420
– –
THO icon
23
Thor Industries
THO
$3.97B
$1.24M 1.1%
22,488
– –
MRK icon
24
Merck
MRK
$315B
$1.24M 1.1%
25,940
– –
GILD icon
25
Gilead Sciences
GILD
$167B
$1.16M 1.03%
15,500
-4,500
-23% -$313K
1
2 3

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Lau Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Lau Associates held 68 positions worth $113M, down 6.3% from $120M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Lau Associates withdrew a net $14.4M in Q4 2013, closing 2 positions and reducing 20 holdings. Its most notable exit was Sprott Physical Gold and Silver Trust, an estimated $4.01M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 17% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Lau Associates opened a new position in Prudential Financial worth $369K.

  • Lau Associates's largest Q4 2013 buy was Prudential Financial: 4,000 shares worth $369K.
  • Lau Associates added most to Alaska Air in Q4 2013, an estimated $213K increase.
  • Lau Associates's biggest Q4 2013 reduction was abrdn Physical Gold Shares ETF, cutting an estimated $8.21M.
  • Lau Associates fully exited Sprott Physical Gold and Silver Trust in Q4 2013, selling an estimated $4.01M.
  • Lau Associates's ten largest holdings make up 54% of its $113M portfolio in Q4 2013.
  • Lau Associates opened 3 new positions and closed 2 in Q4 2013.
  • Lau Associates's portfolio value fell 6.3% quarter-over-quarter to $113M.

Based on Lau Associates's 13F filing for Q4 2013, filed 15 Jan 2014.