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Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+9.37%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$201M
AUM Growth
+$11.8M
Cap. Flow
+$1.1M
Cap. Flow %
0.55%
Top 10 Hldgs %
53.57%
Holding
99
New
3
Increased
6
Reduced
35
Closed
5

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.88M
2
NVS icon
Novartis
NVS
+$561K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$467K
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$219K
5
DIS icon
Walt Disney
DIS
+$200K

Top Sells

Rank Stock Value
1
CTVA icon
Corteva
CTVA
+$643K
2
TJX icon
TJX Companies
TJX
+$488K
3
ABBV icon
AbbVie
ABBV
+$473K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$471K
5
CGC
Canopy Growth
CGC
+$318K

Sector Composition

Rank Sector Weight
1 Technology 22.92%
2 Healthcare 11.95%
3 Consumer Staples 8.61%
4 Energy 8.58%
5 Financials 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
26
RTX Corp
RTX
$261B
$1.67M 0.83%
17,736
– –
META icon
27
Meta Platforms (Facebook)
META
$1.64T
$1.62M 0.8%
7,872
-68
-0.9% -$13.2K
MO icon
28
Altria Group
MO
$124B
$1.55M 0.77%
31,000
– –
ALK icon
29
Alaska Air
ALK
$5.07B
$1.54M 0.77%
22,800
-200
-0.9% -$13.7K
DFS
30
DELISTED
Discover Financial Services
DFS
$1.48M 0.74%
17,464
– –
IWM icon
31
iShares Russell 2000 ETF
IWM
$82.2B
$1.46M 0.73%
8,814
– –
XOM icon
32
ExxonMobil
XOM
$611B
$1.43M 0.71%
20,553
– –
IWF icon
33
iShares Russell 1000 Growth ETF
IWF
$123B
$1.41M 0.7%
32,000
– –
CMCSA icon
34
Comcast
CMCSA
$85B
$1.41M 0.7%
31,266
-500
-2% -$22.3K
LOW icon
35
Lowe's Companies
LOW
$117B
$1.4M 0.7%
11,663
+120
+1% +$13.7K
AMZN icon
36
Amazon
AMZN
$2.66T
$1.39M 0.69%
15,060
-680
-4% -$60.2K
CSCO icon
37
Cisco
CSCO
$441B
$1.34M 0.67%
27,941
+576
+2% +$26.8K
GS icon
38
Goldman Sachs
GS
$314B
$1.33M 0.66%
5,798
– –
PM icon
39
Philip Morris
PM
$301B
$1.29M 0.64%
15,136
-100
-0.7% -$8.24K
ZBH icon
40
Zimmer Biomet
ZBH
$17.6B
$1.24M 0.62%
8,549
– –
LNC icon
41
Lincoln National
LNC
$8.08B
$1.2M 0.6%
20,400
-400
-2% -$23.5K
CVX icon
42
Chevron
CVX
$373B
$1.15M 0.57%
9,567
-68
-0.7% -$8.01K
CTVA icon
43
Corteva
CTVA
$58.4B
$1.14M 0.57%
38,454
-24,295
-39% -$643K
STZ icon
44
Constellation Brands
STZ
$22.7B
$1.12M 0.56%
5,905
– –
INCY icon
45
Incyte
INCY
$23.4B
$1.09M 0.54%
12,532
– –
BIIB icon
46
Biogen
BIIB
$30.4B
$1.07M 0.53%
3,608
– –
GOOG icon
47
Alphabet (Google) Class C
GOOG
$4.22T
$1.01M 0.5%
15,060
– –
NUE icon
48
Nucor
NUE
$53.9B
$989K 0.49%
17,575
-200
-1% -$10.9K
IEMG icon
49
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$973K 0.48%
18,100
– –
BA icon
50
Boeing
BA
$169B
$912K 0.45%
2,800
– –
1
2
3 4

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Lau Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Lau Associates held 99 positions worth $201M, up 6.3% from $189M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Lau Associates's Q4 2019 filing shows 3 new, 6 increased, 35 reduced and 5 closed positions. Its largest new stake was Vanguard FTSE Developed Markets ETF: 5,140 shares worth $226K. The largest sale was Corteva, an estimated $643K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Lau Associates's largest Q4 2019 buy was Vanguard FTSE Developed Markets ETF: 5,140 shares worth $226K.
  • Lau Associates added most to JPMorgan Ultra-Short Income ETF in Q4 2019, an estimated $2.88M increase.
  • Lau Associates's biggest Q4 2019 reduction was Corteva, cutting an estimated $643K.
  • Lau Associates fully exited AbbVie in Q4 2019, selling an estimated $473K.
  • Lau Associates's ten largest holdings make up 54% of its $201M portfolio in Q4 2019.
  • Lau Associates opened 3 new positions and closed 5 in Q4 2019.
  • Lau Associates's portfolio value rose 6.3% quarter-over-quarter to $201M.

Based on Lau Associates's 13F filing for Q4 2019, filed 5 Feb 2020.