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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+8.83%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$562M
AUM Growth
+$48.3M
Cap. Flow
+$10.4M
Cap. Flow %
1.85%
Top 10 Hldgs %
24.74%
Holding
592
New
87
Increased
222
Reduced
168
Closed
53

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.33M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.64M
4
MCD icon
McDonald's
MCD
+$1.47M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.39M

Top Sells

Rank Stock Value
1
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$3.08M
2
TSLA icon
Tesla
TSLA
+$2.84M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$2.8M
4
MSFT icon
Microsoft
MSFT
+$1.71M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 15.91%
2 Consumer Discretionary 8.57%
3 Healthcare 5.49%
4 Communication Services 4.51%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
126
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$1.17M 0.21%
23,119
-2,160
-9% -$110K
CWB icon
127
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$1.16M 0.21%
16,892
+9,344
+124% +$620K
WM icon
128
Waste Management
WM
$95B
$1.13M 0.2%
10,018
-4,784
-32% -$529K
IYLD icon
129
iShares Morningstar Multi-Asset Income ETF
IYLD
$124M
$1.12M 0.2%
49,685
-6,985
-12% -$159K
XLV icon
130
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$1.12M 0.2%
10,604
+1,610
+18% +$169K
D icon
131
Dominion Energy
D
$62.1B
$1.1M 0.2%
13,903
+1,251
+10% +$98.3K
GIS icon
132
General Mills
GIS
$20.2B
$1.1M 0.2%
17,765
+10,670
+150% +$667K
RPG icon
133
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$1.07M 0.19%
37,735
– –
IWM icon
134
iShares Russell 2000 ETF
IWM
$79.1B
$1.06M 0.19%
7,082
-206
-3% -$31K
COUP
135
DELISTED
Coupa Software Incorporated
COUP
$1.04M 0.19%
+3,808
New +$1.11M
IEFA icon
136
iShares Core MSCI EAFE ETF
IEFA
$186B
$1.01M 0.18%
16,757
-10,083
-38% -$608K
SGDM icon
137
Sprott Gold Miners ETF
SGDM
$542M
$992K 0.18%
29,600
+6,700
+29% +$234K
ESGU icon
138
iShares ESG Aware MSCI USA ETF
ESGU
$17.5B
$989K 0.18%
12,977
+1,239
+11% +$93.3K
STZ icon
139
Constellation Brands
STZ
$22.5B
$972K 0.17%
5,129
-76
-1% -$13.9K
VNQ icon
140
Vanguard Real Estate ETF
VNQ
$39.9B
$971K 0.17%
12,295
-1,211
-9% -$97.2K
MO icon
141
Altria Group
MO
$125B
$968K 0.17%
25,060
-926
-4% -$38.5K
AVGO icon
142
Broadcom
AVGO
$1.76T
$962K 0.17%
26,400
+5,280
+25% +$177K
MDT icon
143
Medtronic
MDT
$112B
$960K 0.17%
9,241
-517
-5% -$51.9K
DOW icon
144
Dow Inc
DOW
$22B
$959K 0.17%
20,341
-2,890
-12% -$130K
IGM icon
145
iShares Expanded Tech Sector ETF
IGM
$9.57B
$945K 0.17%
18,354
-942
-5% -$47.5K
XLF icon
146
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$937K 0.17%
38,916
+2,318
+6% +$56.4K
QQEW icon
147
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$925K 0.16%
10,709
-2,669
-20% -$226K
FUMB icon
148
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$907K 0.16%
45,000
– –
SPLV icon
149
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
$900K 0.16%
16,772
-6,147
-27% -$326K
IIM icon
150
Invesco Value Municipal Income Trust
IIM
$585M
$897K 0.16%
61,012
-6,000
-9% -$89.5K
4 5
6
7 8

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Kovack Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Kovack Advisors held 592 positions worth $562M, up 9.4% from $514M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Kovack Advisors's Q3 2020 filing shows 87 new, 222 increased, 168 reduced and 53 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M. The largest sale was State Street SPDR S&P Aerospace & Defense ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Kovack Advisors's largest Q3 2020 buy was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M.
  • Kovack Advisors added most to Apple in Q3 2020, an estimated $2.33M increase.
  • Kovack Advisors's biggest Q3 2020 reduction was State Street SPDR S&P Aerospace & Defense ETF, cutting an estimated $3.08M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q3 2020, selling an estimated $2.8M.
  • Kovack Advisors's ten largest holdings make up 25% of its $562M portfolio in Q3 2020.
  • Kovack Advisors opened 87 new positions and closed 53 in Q3 2020.
  • Kovack Advisors's portfolio value rose 9.4% quarter-over-quarter to $562M.

Based on Kovack Advisors's 13F filing for Q3 2020, filed 2 Nov 2020.