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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
-2.56%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$717M
AUM Growth
-$63.5M
Cap. Flow
-$40.6M
Cap. Flow %
-5.66%
Top 10 Hldgs %
31.44%
Holding
623
New
43
Increased
208
Reduced
274
Closed
72

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.1M
2
FDVV icon
Fidelity High Dividend ETF
FDVV
+$3.38M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.36M
4
WTV icon
WisdomTree US Value Fund
WTV
+$1.79M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.79M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.56M
2
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$8.72M
3
AAOI icon
Applied Optoelectronics
AAOI
+$5.65M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$5.54M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 44.01%
2 Technology 20.66%
3 Consumer Discretionary 6.86%
4 Financials 5.74%
5 Energy 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAOI icon
101
Applied Optoelectronics
AAOI
$8.95B
$1.6M 0.22%
146,051
-532,500
-78% -$5.65M
AGNC icon
102
AGNC Investment
AGNC
$12B
$1.6M 0.22%
169,378
+28,082
+20% +$278K
IYF icon
103
iShares US Financials ETF
IYF
$4.3B
$1.59M 0.22%
21,247
-5,865
-22% -$452K
CMCSA icon
104
Comcast
CMCSA
$89.4B
$1.55M 0.22%
34,976
+4,109
+13% +$183K
XLF icon
105
State Street Financial Select Sector SPDR ETF
XLF
$54.2B
$1.51M 0.21%
45,448
-9,748
-18% -$336K
UBER icon
106
Uber
UBER
$146B
$1.48M 0.21%
32,212
+3,948
+14% +$180K
CRWD icon
107
CrowdStrike
CRWD
$212B
$1.46M 0.2%
34,832
-544
-2% -$21.1K
MOAT icon
108
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
$1.46M 0.2%
19,207
+235
+1% +$18.7K
JEPQ icon
109
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$42.4B
$1.45M 0.2%
30,987
+24,771
+399% +$1.19M
CAT icon
110
Caterpillar
CAT
$376B
$1.45M 0.2%
5,300
+848
+19% +$230K
IUSG icon
111
iShares Core S&P US Growth ETF
IUSG
$33.2B
$1.44M 0.2%
15,174
-2,291
-13% -$225K
PWR icon
112
Quanta Services
PWR
$97.8B
$1.42M 0.2%
7,593
+3,312
+77% +$664K
IGSB icon
113
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$1.41M 0.2%
28,314
-281
-1% -$14.1K
DIS icon
114
Walt Disney
DIS
$184B
$1.39M 0.19%
17,192
-1,603
-9% -$137K
ADTN icon
115
Adtran
ADTN
$614M
$1.38M 0.19%
167,800
+75,600
+82% +$672K
PYPL icon
116
PayPal
PYPL
$46B
$1.33M 0.19%
22,777
+12,233
+116% +$797K
QCOM icon
117
Qualcomm
QCOM
$194B
$1.33M 0.19%
11,985
-2,672
-18% -$310K
LGOV icon
118
First Trust Long Duration Opportunities ETF
LGOV
$613M
$1.32M 0.18%
65,057
-26
-0% -$557
FISV
119
Fiserv Inc
FISV
$27.4B
$1.32M 0.18%
11,665
– –
DAIO icon
120
Data I/O
DAIO
$28.8M
$1.31M 0.18%
345,101
-8,100
-2% -$32.8K
ABNB icon
121
Airbnb
ABNB
$100B
$1.3M 0.18%
9,507
-452
-5% -$62.4K
VB icon
122
Vanguard Morningstar Small-Cap ETF
VB
$79.2B
$1.3M 0.18%
6,887
+35
+0.5% +$6.97K
ERIC icon
123
Ericsson
ERIC
$33.7B
$1.29M 0.18%
265,910
-76,020
-22% -$387K
IXN icon
124
iShares Global Tech ETF
IXN
$9.67B
$1.25M 0.17%
21,650
-158
-0.7% -$9.61K
MCD icon
125
McDonald's
MCD
$179B
$1.24M 0.17%
4,702
+38
+0.8% +$10.8K
3 4
5
6 7

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WFMPM
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Kovack Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Kovack Advisors held 623 positions worth $717M, down 8.1% from $780M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors withdrew a net $40.6M in Q3 2023, closing 72 positions and reducing 274 holdings. Its most notable exit was First Trust Smith Opportunistic Fixed Income ETF, an estimated $2.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in Fidelity High Dividend ETF worth $3.24M.

  • Kovack Advisors's largest Q3 2023 buy was Fidelity High Dividend ETF: 83,839 shares worth $3.24M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.1M increase.
  • Kovack Advisors's biggest Q3 2023 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.56M.
  • Kovack Advisors fully exited First Trust Smith Opportunistic Fixed Income ETF in Q3 2023, selling an estimated $2.6M.
  • Kovack Advisors's ten largest holdings make up 31% of its $717M portfolio in Q3 2023.
  • Kovack Advisors opened 43 new positions and closed 72 in Q3 2023.
  • Kovack Advisors's portfolio value fell 8.1% quarter-over-quarter to $717M.

Based on Kovack Advisors's 13F filing for Q3 2023, filed 19 Oct 2023.