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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+8.83%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$562M
AUM Growth
+$48.3M
Cap. Flow
+$11.7M
Cap. Flow %
2.08%
Top 10 Hldgs %
24.74%
Holding
592
New
87
Increased
222
Reduced
168
Closed
53

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.33M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.64M
4
MCD icon
McDonald's
MCD
+$1.47M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.39M

Top Sells

Rank Stock Value
1
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$3.08M
2
TSLA icon
Tesla
TSLA
+$2.84M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$2.8M
4
MSFT icon
Microsoft
MSFT
+$1.71M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$1.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.92%
2 Technology 15.91%
3 Consumer Discretionary 8.57%
4 Healthcare 5.49%
5 Financials 4.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RITM icon
451
Rithm Capital
RITM
$5.3B
$105K 0.02%
13,219
-1,122
-8% -$8.64K
AHCO icon
452
AdaptHealth
AHCO
$768M
$103K 0.02%
+4,700
New +$98.7K
EDF
453
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
$100K 0.02%
15,365
+448
+3% +$3.15K
WES icon
454
Western Midstream Partners
WES
$19.5B
$98K 0.02%
12,200
– –
ECC
455
Eagle Point Credit Company
ECC
$488M
$96K 0.02%
11,124
-4,000
-26% -$31.2K
GLO
456
Clough Global Opportunities Fund
GLO
$234M
$93K 0.02%
10,000
– –
PAGP icon
457
Plains GP Holdings
PAGP
$5.49B
$91K 0.02%
15,000
– –
MIN
458
Aberdeen Intermediate Income Fund
MIN
$267M
$84K 0.01%
+22,407
New +$85.9K
BKT icon
459
BlackRock Income Trust
BKT
$317M
$83K 0.01%
4,513
– –
GGN
460
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$853M
$82K 0.01%
24,175
+6,224
+35% +$22.3K
CLF icon
461
Cleveland-Cliffs
CLF
$7.28B
$71K 0.01%
11,100
+200
+2% +$1.2K
ARAY icon
462
Accuray
ARAY
$28.8M
$67K 0.01%
+27,900
New +$65.1K
PBT
463
Permian Basin Royalty Trust
PBT
$1.62B
$60K 0.01%
24,250
– –
OPK icon
464
Opko Health
OPK
$1.21B
$59K 0.01%
16,051
-142,376
-90% -$601K
ORBC
465
DELISTED
ORBCOMM, Inc.
ORBC
$58K 0.01%
17,000
– –
OXLC
466
Oxford Lane Capital
OXLC
$882M
$57K 0.01%
+2,595
New +$55.6K
IGD
467
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$498M
$53K 0.01%
+10,693
New +$53.1K
ORC
468
Orchid Island Capital
ORC
$1.2B
$53K 0.01%
2,126
-534
-20% -$13.3K
GAB icon
469
Gabelli Equity Trust
GAB
$1.84B
$52K 0.01%
+10,389
New +$53.2K
BMY.RT
470
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$44K 0.01%
19,657
+300
+2% +$857
FNM
471
DELISTED
FANNIE MAE
FNM
$43K 0.01%
21,300
– –
SJT
472
San Juan Basin Royalty Trust
SJT
$140M
$38K 0.01%
15,000
– –
IBM icon
473
PUT
IBM
IBM
$224B
$29K 0.01%
+14
New +$1.65K
NHS
474
Neuberger High Yield Strategies Fund Inc
NHS
$237M
$28K 0.01%
+2,500
New +$27.6K
TLPH icon
475
Talphera
TLPH
$60.7M
$28K 0.01%
1,000
– –
17 18
19
20 21

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Kovack Advisors held 592 positions worth $562M, up 9.4% from $514M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Kovack Advisors's Q3 2020 filing shows 87 new, 222 increased, 168 reduced and 53 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M. The largest sale was State Street SPDR S&P Aerospace & Defense ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 51% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Kovack Advisors's largest Q3 2020 buy was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M.
  • Kovack Advisors added most to Apple in Q3 2020, an estimated $2.33M increase.
  • Kovack Advisors's biggest Q3 2020 reduction was State Street SPDR S&P Aerospace & Defense ETF, cutting an estimated $3.08M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q3 2020, selling an estimated $2.8M.
  • Kovack Advisors's ten largest holdings make up 25% of its $562M portfolio in Q3 2020.
  • Kovack Advisors opened 87 new positions and closed 53 in Q3 2020.
  • Kovack Advisors's portfolio value rose 9.4% quarter-over-quarter to $562M.

Based on Kovack Advisors's 13F filing for Q3 2020, filed 2 Nov 2020.