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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HR icon
351
Healthcare Realty
HR
$7.56B
$349K 0.05%
12,671
-410
-3% -$10.8K
NVCR icon
352
NovoCure
NVCR
$1.77B
$349K 0.05%
+2,015
New +$276K
ZNGA
353
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$349K 0.05%
35,360
+7,400
+26% +$66.6K
SPHD icon
354
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$347K 0.05%
+9,234
New +$331K
GOVI icon
355
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$346K 0.05%
9,000
– –
TDY icon
356
Teledyne Technologies
TDY
$29.2B
$346K 0.05%
882
-439
-33% -$157K
MNDT
357
DELISTED
Mandiant, Inc. Common Stock
MNDT
$346K 0.05%
+15,000
New +$231K
FMY
358
First Trust Mortgage Income Fund
FMY
$48.9M
$342K 0.05%
24,550
– –
EMR icon
359
Emerson Electric
EMR
$81.6B
$339K 0.05%
4,214
-79
-2% -$5.87K
SRLN icon
360
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$337K 0.05%
7,392
– –
EXAS
361
DELISTED
Exact Sciences
EXAS
$336K 0.05%
2,535
-100
-4% -$12.1K
HTGC icon
362
Hercules Capital
HTGC
$2.99B
$335K 0.05%
23,253
+3,439
+17% +$43.8K
XIFR
363
XPLR Infrastructure LP
XIFR
$1.04B
$333K 0.05%
+4,971
New +$320K
IWM icon
364
iShares Russell 2000 ETF
IWM
$79.1B
$332K 0.05%
1,692
-5,390
-76% -$943K
PGR icon
365
Progressive
PGR
$128B
$331K 0.05%
3,350
+56
+2% +$5.3K
APPS icon
366
Digital Turbine
APPS
$982M
$328K 0.05%
5,800
-1,700
-23% -$69.7K
EFAV icon
367
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$328K 0.05%
4,471
+124
+3% +$8.74K
RTX icon
368
RTX Corp
RTX
$290B
$328K 0.05%
4,581
-3,458
-43% -$227K
GNL icon
369
Global Net Lease
GNL
$1.87B
$325K 0.05%
+18,952
New +$310K
ICSH icon
370
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$325K 0.05%
+6,430
New +$325K
SHY icon
371
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$325K 0.05%
3,766
-3,503
-48% -$303K
ZIXI
372
DELISTED
Zix Corporation
ZIXI
$325K 0.05%
+37,700
New +$268K
LMND icon
373
Lemonade
LMND
$3.66B
$324K 0.05%
+2,642
New +$195K
LTC
374
LTC Properties
LTC
$2.13B
$323K 0.05%
8,300
-200
-2% -$7.35K
ARI
375
Apollo Commercial Real Estate
ARI
$864M
$322K 0.05%
28,840
-1,243
-4% -$12.7K
13 14
15
16 17

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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.