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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
Cap. Flow
-$26.3M
Cap. Flow %
-8.71%
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.15M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$997K
4
BABA icon
Alibaba
BABA
+$975K
5
AKAM icon
Akamai
AKAM
+$963K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.26M
2
IBOC icon
International Bancshares
IBOC
+$2.43M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.05M
4
AAPL icon
Apple
AAPL
+$1.28M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$901K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.35%
2 Technology 10.47%
3 Consumer Discretionary 8.4%
4 Communication Services 6.92%
5 Healthcare 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
351
PUT
IBM
IBM
$225B
$1K ﹤0.01%
+5
New +$697
JPM icon
352
CALL
JPMorgan Chase
JPM
$942B
$1K ﹤0.01%
1
– –
MS icon
353
CALL
Morgan Stanley
MS
$337B
$1K ﹤0.01%
+1
New +$46
UA icon
354
CALL
Under Armour Class C
UA
$2.13B
$1K ﹤0.01%
3
-3
-50% -$51
AAL icon
355
American Airlines Group
AAL
$9.08B
– –
-4,344
Closed -$219K
ABBV icon
356
CALL
AbbVie
ABBV
$456B
– –
-5
Closed -$7K
ARKQ icon
357
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.95B
– –
-15,497
Closed -$436K
BABA icon
358
CALL
Alibaba
BABA
$279B
– –
-1
Closed -$3K
BNO icon
359
United States Brent Oil Fund
BNO
$641M
– –
-14,868
Closed -$193K
BX icon
360
CALL
Blackstone
BX
$108B
– –
-8
Closed -$1K
CCI icon
361
Crown Castle
CCI
$31.9B
– –
-2,522
Closed -$253K
CLX icon
362
Clorox
CLX
$12.5B
– –
-1,531
Closed -$204K
COR icon
363
Cencora
COR
$61.3B
– –
-2,745
Closed -$260K
COTY icon
364
Coty
COTY
$2.43B
– –
-11,886
Closed -$223K
CTSH icon
365
Cognizant
CTSH
$28.7B
– –
-3,356
Closed -$223K
DAL icon
366
CALL
Delta Air Lines
DAL
$53.4B
– –
-9
Closed -$1K
DAL icon
367
Delta Air Lines
DAL
$53.4B
– –
-5,912
Closed -$318K
DWX icon
368
State Street SPDR S&P International Dividend ETF
DWX
$531M
– –
-6,255
Closed -$245K
FNX icon
369
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
– –
-10,356
Closed -$613K
FSK icon
370
FS KKR Capital
FSK
$3.38B
– –
-2,750
Closed -$101K
FTXO icon
371
First Trust Nasdaq Bank ETF
FTXO
$303M
– –
-7,838
Closed -$207K
FV icon
372
First Trust Dorsey Wright Focus 5 ETF
FV
$3.87B
– –
-30,222
Closed -$750K
FXG icon
373
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
– –
-10,160
Closed -$467K
GDXJ icon
374
CALL
VanEck Junior Gold Miners ETF
GDXJ
$9.92B
– –
-37
Closed -$2K
GS icon
375
Goldman Sachs
GS
$303B
– –
-1,466
Closed -$325K
13 14
15
16 17

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NCMU
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ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
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TFS
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OPAM
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WFMPM
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OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.

  • Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
  • Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
  • Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
  • Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
  • Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
  • Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
  • Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.