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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
Cap. Flow
-$26.3M
Cap. Flow %
-8.71%
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67
Avg Time Held Equity + Options
5.1 quarters
Top 10 Avg Time Held Equity + Options
5.9 quarters
Top 20 Avg Time Held Equity + Options
5.4 quarters
Avg Time Held Equity only
5.3 quarters
Top 10 Avg Time Held Equity only
5.9 quarters
Top 20 Avg Time Held Equity only
5.4 quarters

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.15M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$997K
4
BABA icon
Alibaba
BABA
+$975K
5
AKAM icon
Akamai
AKAM
+$963K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.26M
2
IBOC icon
International Bancshares
IBOC
+$2.43M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.05M
4
AAPL icon
Apple
AAPL
+$1.28M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$901K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.35%
2 Technology 10.47%
3 Consumer Discretionary 8.4%
4 Communication Services 6.92%
5 Healthcare 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IBM icon
351
PUT
IBM
IBM
$214B
$1K ﹤0.01%
+5
New +$697
2017 Q3
0 quarters
JPM icon
352
CALL
JPMorgan Chase
JPM
$889B
$1K ﹤0.01%
1
– –
2016 Q4
3 quarters
MS icon
353
CALL
Morgan Stanley
MS
$298B
$1K ﹤0.01%
+1
New +$46
2017 Q3
0 quarters
UA icon
354
CALL
Under Armour Class C
UA
$2.04B
$1K ﹤0.01%
3
-3
-50% -$51
2017 Q1
2 quarters
AAL icon
355
American Airlines Group
AAL
$8.35B
– –
-4,344
Closed -$219K –
ABBV icon
356
CALL
AbbVie
ABBV
$495B
– –
-5
Closed -$7K –
ARKQ icon
357
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.92B
– –
-15,497
Closed -$436K –
BABA icon
358
CALL
Alibaba
BABA
$275B
– –
-1
Closed -$3K –
BNO icon
359
United States Brent Oil Fund
BNO
$810M
– –
-14,868
Closed -$193K –
BX icon
360
CALL
Blackstone
BX
$85.7B
– –
-8
Closed -$1K –
CCI icon
361
Crown Castle
CCI
$34.2B
– –
-2,522
Closed -$253K –
CLX icon
362
Clorox
CLX
$10.2B
– –
-1,531
Closed -$204K –
COR icon
363
Cencora
COR
$62B
– –
-2,745
Closed -$260K –
COTY icon
364
Coty
COTY
$2.57B
– –
-11,886
Closed -$223K –
CTSH icon
365
Cognizant
CTSH
$27B
– –
-3,356
Closed -$223K –
DAL icon
366
CALL
Delta Air Lines
DAL
$52.8B
– –
-9
Closed -$1K –
DAL icon
367
Delta Air Lines
DAL
$52.8B
– –
-5,912
Closed -$318K –
DWX icon
368
State Street SPDR S&P International Dividend ETF
DWX
$507M
– –
-6,255
Closed -$245K –
FNX icon
369
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.34B
– –
-10,356
Closed -$613K –
FSK icon
370
FS KKR Capital
FSK
$3.01B
– –
-2,750
Closed -$101K –
FTXO icon
371
First Trust Nasdaq Bank ETF
FTXO
$252M
– –
-7,838
Closed -$207K –
FV icon
372
First Trust Dorsey Wright Focus 5 ETF
FV
$3.88B
– –
-30,222
Closed -$750K –
FXG icon
373
First Trust Consumer Staples AlphaDEX Fund
FXG
$207M
– –
-10,160
Closed -$467K –
GDXJ icon
374
CALL
VanEck Junior Gold Miners ETF
GDXJ
$8.35B
– –
-37
Closed -$2K –
GS icon
375
Goldman Sachs
GS
$259B
– –
-1,466
Closed -$325K –
13 14
15
16 17

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.

  • Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
  • Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
  • Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
  • Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
  • Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
  • Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
  • Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.