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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
Cap. Flow
+$2.89M
Cap. Flow %
1.38%
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67
Avg Time Held Equity + Options
4.4 quarters
Top 10 Avg Time Held Equity + Options
3.8 quarters
Top 20 Avg Time Held Equity + Options
3.3 quarters
Avg Time Held Equity only
4.6 quarters
Top 10 Avg Time Held Equity only
3.8 quarters
Top 20 Avg Time Held Equity only
3.3 quarters

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.2M
3
AAPL icon
Apple
AAPL
+$4.8M
4
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.53M
5
AMZN icon
Amazon
AMZN
+$1.7M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.6M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$7.77M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.21M
4
VXZ icon
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.84M
5
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$2.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.16%
2 Technology 12%
3 Communication Services 6.54%
4 Healthcare 5.86%
5 Consumer Discretionary 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SPHD icon
301
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.2B
– –
-298,177
Closed -$11.6M –
STX icon
302
CALL
Seagate
STX
$172B
– –
-6
Closed -$3K –
TDG icon
303
TransDigm Group
TDG
$62.2B
– –
-700
Closed -$202K –
TRX icon
304
TRX Gold Corp
TRX
$383M
– –
-35,000
Closed -$28K –
UCO icon
305
ProShares Ultra Bloomberg Crude Oil
UCO
$452M
– –
-1,814
Closed -$235K –
USMV icon
306
iShares MSCI USA Min Vol Factor ETF
USMV
$23.8B
– –
-70,611
Closed -$3.21M –
V icon
307
CALL
Visa
V
$734B
– –
-1
Closed -$1K –
VMO icon
308
Invesco Municipal Opportunity Trust
VMO
$585M
– –
-25,213
Closed -$359K –
UPGD icon
309
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$108M
– –
-6,350
Closed -$232K –
AEL icon
310
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-13,000
Closed -$230K –
TWTR
311
DELISTED
Twitter, Inc.
TWTR
– –
-17,622
Closed -$406K –
ZNGA
312
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-17,000
Closed -$49K –
RDS.A
313
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-17,870
Closed -$864K –
BSJJ
314
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-8,822
Closed -$214K –
VXZ icon
315
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
– –
-75,113
Closed -$2.84M –
BSJI
316
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
– –
-19,723
Closed -$499K –
ANDV
317
DELISTED
Andeavor
ANDV
– –
-3,174
Closed -$253K –
TWX
318
DELISTED
Time Warner Inc
TWX
– –
-3,442
Closed -$274K –
DD icon
319
DELISTED
Du Pont De Nemours E I
DD
– –
-7,516
Closed -$503K –
VIXH
320
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
– –
-17,864
Closed -$429K –
ESV
321
DELISTED
Ensco Rowan plc
ESV
– –
-2,564
Closed -$87K –
ATVI
322
DELISTED
Activision Blizzard
ATVI
– –
-17,916
Closed -$794K –
MORL
323
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
– –
-11,272
Closed -$178K –
PIV
324
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
– –
-21,379
Closed -$538K –
9 10 11 12
13

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Kovack Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
  • Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
  • Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
  • Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
  • Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
  • Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.