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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
Cap. Flow
+$2.89M
Cap. Flow %
1.38%
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.2M
3
AAPL icon
Apple
AAPL
+$4.8M
4
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.53M
5
AMZN icon
Amazon
AMZN
+$1.7M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.6M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$7.77M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.21M
4
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.84M
5
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$2.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.16%
2 Technology 12%
3 Communication Services 6.54%
4 Healthcare 5.86%
5 Consumer Discretionary 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHD icon
301
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
– –
-298,177
Closed -$11.6M
STX icon
302
CALL
Seagate
STX
$192B
– –
-6
Closed -$3K
TDG icon
303
TransDigm Group
TDG
$65.6B
– –
-700
Closed -$202K
TRX icon
304
TRX Gold Corp
TRX
$400M
– –
-35,000
Closed -$28K
UCO icon
305
ProShares Ultra Bloomberg Crude Oil
UCO
$388M
– –
-1,814
Closed -$235K
USMV icon
306
iShares MSCI USA Min Vol Factor ETF
USMV
$24.5B
– –
-70,611
Closed -$3.21M
V icon
307
CALL
Visa
V
$709B
– –
-1
Closed -$1K
VMO icon
308
Invesco Municipal Opportunity Trust
VMO
$654M
– –
-25,213
Closed -$359K
UPGD icon
309
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$120M
– –
-6,350
Closed -$232K
AEL
310
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-13,000
Closed -$230K
TWTR
311
DELISTED
Twitter, Inc.
TWTR
– –
-17,622
Closed -$406K
ZNGA
312
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-17,000
Closed -$49K
RDS.A
313
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-17,870
Closed -$864K
BSJJ
314
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-8,822
Closed -$214K
VXZ
315
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
– –
-75,113
Closed -$2.84M
BSJI
316
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
– –
-19,723
Closed -$499K
ANDV
317
DELISTED
Andeavor
ANDV
– –
-3,174
Closed -$253K
TWX
318
DELISTED
Time Warner Inc
TWX
– –
-3,442
Closed -$274K
DD
319
DELISTED
Du Pont De Nemours E I
DD
– –
-7,516
Closed -$503K
VIXH
320
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
– –
-17,864
Closed -$429K
ESV
321
DELISTED
Ensco Rowan plc
ESV
– –
-2,564
Closed -$87K
ATVI
322
DELISTED
Activision Blizzard
ATVI
– –
-17,916
Closed -$794K
MORL
323
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
– –
-11,272
Closed -$178K
PIV
324
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
– –
-21,379
Closed -$538K
9 10 11 12
13

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WFMPM
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OAM
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Kovack Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
  • Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
  • Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
  • Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
  • Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
  • Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.