Kovack Advisors’s ProShares Ultra Bloomberg Crude Oil UCO Stock Holding History

Kovack Advisors’s Portfolio UCO Stock Details UCO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,814	Closed	-$235K	–	312
2016 Q3	$235K	Sell	1,814 -1,040	-36%	-$128K	0.11%	203
2016 Q2	$436K	Hold	2,854	–	–	0.23%	109
2016 Q1	$318K	Buy	2,854 +1,894	+197%	+$205K	0.2%	125
2015 Q4	$150K	Buy	+960	New	+$227K	0.1%	197

Other funds holding UCO

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KCM

Kempner Capital Management Galveston, Texas $106M AUM 29.1% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Kovack Advisors's UCO Position: Q4 2016 in Review

Kovack Advisors sold out of ProShares Ultra Bloomberg Crude Oil (UCO) in Q4 2016, closing a stake of 1,814 shares — an estimated $235K sold.

Kovack Advisors first reported a position in UCO in Q4 2015 and held it in 4 quarters. The position peaked at $436K in Q2 2016. 36 funds tracked by Wall St. Rank hold UCO as of Q4 2016.

Kovack Advisors reported no remaining ProShares Ultra Bloomberg Crude Oil position as of Q4 2016 after selling out during the quarter.
Kovack Advisors sold 1,814 ProShares Ultra Bloomberg Crude Oil shares in Q4 2016, an estimated $235K.
Kovack Advisors first reported a position in ProShares Ultra Bloomberg Crude Oil in Q4 2015 and held it in 4 quarters.
Kovack Advisors's ProShares Ultra Bloomberg Crude Oil position peaked at $436K in Q2 2016.
36 funds tracked by Wall St. Rank held ProShares Ultra Bloomberg Crude Oil as of Q4 2016.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.