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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+8.83%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$562M
AUM Growth
+$48.3M
Cap. Flow
+$11.7M
Cap. Flow %
2.08%
Top 10 Hldgs %
24.74%
Holding
592
New
87
Increased
222
Reduced
168
Closed
53

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.33M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.64M
4
MCD icon
McDonald's
MCD
+$1.47M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.39M

Top Sells

Rank Stock Value
1
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$3.08M
2
TSLA icon
Tesla
TSLA
+$2.84M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$2.8M
4
MSFT icon
Microsoft
MSFT
+$1.71M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$1.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.92%
2 Technology 15.91%
3 Consumer Discretionary 8.57%
4 Healthcare 5.49%
5 Financials 4.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
226
Seagate
STX
$183B
$487K 0.09%
9,876
+2,578
+35% +$121K
APD icon
227
Air Products & Chemicals
APD
$63.7B
$484K 0.09%
+1,624
New +$467K
RIO icon
228
Rio Tinto
RIO
$159B
$483K 0.09%
8,000
– –
ZTS icon
229
Zoetis
ZTS
$30.2B
$482K 0.09%
2,917
+5
+0.2% +$768
CAT icon
230
Caterpillar
CAT
$367B
$477K 0.08%
3,195
+275
+9% +$38.6K
RSPT icon
231
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.9B
$475K 0.08%
22,540
+650
+3% +$13.5K
ESGE icon
232
iShares ESG Aware MSCI EM ETF
ESGE
$6.94B
$474K 0.08%
13,325
+801
+6% +$28.4K
IYH icon
233
iShares US Healthcare ETF
IYH
$3.68B
$474K 0.08%
10,425
+920
+10% +$41.6K
FV icon
234
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$470K 0.08%
13,772
+731
+6% +$24.9K
MDB icon
235
MongoDB
MDB
$31.7B
$468K 0.08%
2,020
– –
IGIB icon
236
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$464K 0.08%
7,624
-1,101
-13% -$67.2K
RTX icon
237
RTX Corp
RTX
$261B
$463K 0.08%
8,039
-1,316
-14% -$80.1K
CLM icon
238
Cornerstone Strategic Value Fund
CLM
$1.98B
$461K 0.08%
42,260
+11,644
+38% +$125K
VXF icon
239
Vanguard Extended Market ETF
VXF
$30.7B
$460K 0.08%
3,549
+469
+15% +$59.7K
WPC icon
240
W.P. Carey
WPC
$15.2B
$457K 0.08%
7,167
-1,004
-12% -$67.7K
WEC icon
241
WEC Energy
WEC
$34.1B
$453K 0.08%
4,679
-44
-0.9% -$4.1K
SKYY icon
242
First Trust Cloud Computing ETF
SKYY
$3.4B
$452K 0.08%
5,759
+607
+12% +$47.1K
TNDM icon
243
Tandem Diabetes Care
TNDM
$1.2B
$451K 0.08%
3,974
-46
-1% -$4.83K
TY icon
244
TRI-Continental Corp
TY
$1.85B
$451K 0.08%
17,384
+136
+0.8% +$3.54K
SYY icon
245
Sysco
SYY
$37.9B
$449K 0.08%
7,208
+657
+10% +$38.2K
HYS icon
246
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
$446K 0.08%
4,752
-526
-10% -$49.3K
SUB icon
247
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
$446K 0.08%
4,123
+1
+0% +$108
TEAM icon
248
Atlassian
TEAM
$48.7B
$446K 0.08%
2,451
+215
+10% +$38.4K
DE icon
249
Deere & Co
DE
$185B
$441K 0.08%
+1,988
New +$384K
GLW icon
250
Corning
GLW
$127B
$441K 0.08%
13,602
+3,502
+35% +$108K
8 9
10
11 12

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Kovack Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Kovack Advisors held 592 positions worth $562M, up 9.4% from $514M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Kovack Advisors's Q3 2020 filing shows 87 new, 222 increased, 168 reduced and 53 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M. The largest sale was State Street SPDR S&P Aerospace & Defense ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 51% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Kovack Advisors's largest Q3 2020 buy was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M.
  • Kovack Advisors added most to Apple in Q3 2020, an estimated $2.33M increase.
  • Kovack Advisors's biggest Q3 2020 reduction was State Street SPDR S&P Aerospace & Defense ETF, cutting an estimated $3.08M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q3 2020, selling an estimated $2.8M.
  • Kovack Advisors's ten largest holdings make up 25% of its $562M portfolio in Q3 2020.
  • Kovack Advisors opened 87 new positions and closed 53 in Q3 2020.
  • Kovack Advisors's portfolio value rose 9.4% quarter-over-quarter to $562M.

Based on Kovack Advisors's 13F filing for Q3 2020, filed 2 Nov 2020.