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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWR icon
326
State Street SPDR Dow Jones REIT ETF
RWR
$1.91B
$368K 0.05%
4,610
+286
+7% +$23.9K
DBL
327
DoubleLine Opportunistic Credit Fund
DBL
$277M
$367K 0.05%
15,555
+5,979
+62% +$139K
SNA icon
328
Snap-on
SNA
$20.9B
$367K 0.05%
3,030
+474
+19% +$58.3K
DDD icon
329
3D Systems Corp
DDD
$454M
$366K 0.05%
7,902
-1,026
-11% -$53.5K
PHYS icon
330
Sprott Physical Gold
PHYS
$14.7B
$366K 0.05%
36,674
-6,510
-15% -$69.1K
IWO icon
331
iShares Russell 2000 Growth ETF
IWO
$14.9B
$365K 0.05%
2,814
+112
+4% +$15K
EFAV icon
332
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.2B
$364K 0.05%
5,809
+936
+19% +$60.7K
TRV icon
333
Travelers Companies
TRV
$81.6B
$364K 0.05%
3,873
-829
-18% -$77.3K
UNH icon
334
UnitedHealth
UNH
$396B
$364K 0.05%
4,235
+458
+12% +$38.7K
IXC icon
335
iShares Global Energy ETF
IXC
$2.65B
$360K 0.05%
8,217
+25
+0.3% +$1.17K
WBA
336
DELISTED
Walgreens Boots Alliance
WBA
$358K 0.05%
6,035
+499
+9% +$32.7K
FIDU icon
337
Fidelity MSCI Industrials Index ETF
FIDU
$2.31B
$355K 0.05%
12,978
-529
-4% -$14.7K
KEY icon
338
KeyCorp
KEY
$24.8B
$354K 0.05%
26,550
+4,003
+18% +$54.8K
CWB icon
339
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.77B
$352K 0.05%
7,104
-820
-10% -$41.3K
IJS icon
340
iShares S&P Small-Cap 600 Value ETF
IJS
$8.2B
$352K 0.05%
6,568
+632
+11% +$35.6K
LUMN icon
341
Lumen
LUMN
$6.96B
$352K 0.05%
8,611
-2,587
-23% -$102K
SLYV icon
342
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.94B
$350K 0.05%
6,850
+308
+5% +$16.5K
FSTR icon
343
Foster
FSTR
$451M
$349K 0.05%
7,605
– –
CHK
344
DELISTED
Chesapeake Energy Corporation
CHK
$348K 0.05%
76
-9
-11% -$47.4K
SPH icon
345
Suburban Propane Partners
SPH
$1.22B
$343K 0.05%
7,689
-626
-8% -$27.9K
CELG
346
DELISTED
Celgene Corp
CELG
$343K 0.05%
+3,618
New +$327K
MGK icon
347
Vanguard Mega Cap Growth ETF
MGK
$33B
$342K 0.05%
22,015
+25
+0.1% +$388
TRP icon
348
TC Energy
TRP
$71.5B
$342K 0.05%
6,629
+415
+7% +$21.4K
SGOL icon
349
abrdn Physical Gold Shares ETF
SGOL
$6.97B
$341K 0.05%
28,770
-8,790
-23% -$111K
SRE icon
350
Sempra
SRE
$59.2B
$341K 0.05%
6,470
-288
-4% -$14.8K
12 13
14
15 16

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NAM
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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.