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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
276
FirstEnergy
FE
$28B
$480K 0.07%
14,297
+513
+4% +$17K
HPQ icon
277
HP
HPQ
$22.7B
$473K 0.07%
29,322
-1,391
-5% -$22.6K
BOCH
278
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$473K 0.07%
77,017
-4,500
-6% -$28K
DHS icon
279
WisdomTree US High Dividend Fund
DHS
$1.54B
$471K 0.07%
7,940
– –
NEE icon
280
NextEra Energy
NEE
$183B
$471K 0.07%
20,060
+324
+2% +$7.82K
RBS.PRH.CL
281
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$471K 0.07%
18,530
– –
BAX icon
282
Baxter International
BAX
$11.5B
$468K 0.07%
12,016
-1,843
-13% -$74.9K
BPL
283
DELISTED
Buckeye Partners, L.P.
BPL
$468K 0.07%
5,879
-296
-5% -$23.6K
BF.B icon
284
Brown-Forman Class B
BF.B
$12.1B
$466K 0.07%
16,147
+175
+1% +$5.14K
GDX icon
285
VanEck Gold Miners ETF
GDX
$22.7B
$461K 0.06%
21,563
-1,121
-5% -$28.7K
APC
286
DELISTED
Anadarko Petroleum
APC
$460K 0.06%
4,536
-236
-5% -$25.5K
FDX icon
287
FedEx
FDX
$75.2B
$455K 0.06%
2,816
-681
-19% -$103K
EFG icon
288
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$453K 0.06%
6,660
-195
-3% -$13.8K
RDS.B
289
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$452K 0.06%
5,718
+153
+3% +$12.9K
VHT icon
290
Vanguard Health Care ETF
VHT
$18B
$451K 0.06%
3,854
+3
+0.1% +$344
TWTR
291
DELISTED
Twitter, Inc.
TWTR
$447K 0.06%
8,667
+714
+9% +$32.3K
CAB
292
DELISTED
Cabela's Inc
CAB
$440K 0.06%
7,475
– –
AGNC icon
293
AGNC Investment
AGNC
$12.4B
$437K 0.06%
20,565
+2,361
+13% +$54.4K
FAM
294
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$430K 0.06%
31,605
+2,450
+8% +$34.9K
ITA icon
295
iShares US Aerospace & Defense ETF
ITA
$13.6B
$427K 0.06%
7,940
-118
-1% -$6.34K
BDX icon
296
Becton Dickinson
BDX
$42.4B
$426K 0.06%
3,840
-192
-5% -$21.9K
XBI icon
297
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$426K 0.06%
+8,187
New +$417K
VO icon
298
Vanguard Mid-Cap ETF
VO
$106B
$424K 0.06%
14,460
-12,860
-47% -$382K
MS icon
299
Morgan Stanley
MS
$340B
$420K 0.06%
12,140
+1,265
+12% +$42.1K
PKB icon
300
Invesco Building & Construction ETF
PKB
$437M
$419K 0.06%
20,170
-14,924
-43% -$325K
10 11
12
13 14

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AWMDMG
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WIC
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CHFS
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QLMGAA
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.