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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
301
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$417K 0.06%
4,926
-1,222
-20% -$103K
AZN icon
302
AstraZeneca
AZN
$263B
$414K 0.06%
5,797
-56
-1% -$4.1K
CMCSA icon
303
Comcast
CMCSA
$85.1B
$414K 0.06%
15,410
+1,744
+13% +$47.8K
OXY icon
304
Occidental Petroleum
OXY
$56.2B
$414K 0.06%
4,480
+36
+0.8% +$3.45K
UMPQ
305
DELISTED
Umpqua Holdings Corp
UMPQ
$411K 0.06%
24,972
-1
-0% -$17
FVD icon
306
First Trust Value Line Dividend Fund
FVD
$8.16B
$410K 0.06%
18,275
+115
+0.6% +$2.61K
WPM icon
307
Wheaton Precious Metals
WPM
$49.9B
$405K 0.06%
20,263
-1,187
-6% -$29.6K
NGLS
308
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$405K 0.06%
5,600
+232
+4% +$16.3K
EPI icon
309
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$404K 0.06%
+18,429
New +$415K
IAU icon
310
iShares Gold Trust
IAU
$63.4B
$404K 0.06%
17,264
+2,429
+16% +$60.3K
OHI icon
311
Omega Healthcare
OHI
$15.1B
$401K 0.06%
11,731
-3,202
-21% -$118K
IVR icon
312
Invesco Mortgage Capital
IVR
$810M
$399K 0.06%
2,535
+730
+40% +$125K
APA icon
313
APA Corp
APA
$12.6B
$395K 0.06%
4,207
-802
-16% -$79.4K
BSCJ
314
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$391K 0.05%
18,627
+8,038
+76% +$170K
MDU icon
315
MDU Resources
MDU
$4.39B
$388K 0.05%
36,666
+936
+3% +$11.1K
MOS icon
316
The Mosaic Company
MOS
$6.98B
$386K 0.05%
8,695
– –
AA icon
317
Alcoa
AA
$11.7B
$385K 0.05%
9,965
+2
+0% +$78
WRES
318
DELISTED
WARREN RESOURCES INC
WRES
$384K 0.05%
72,362
+132
+0.2% +$808
IYR icon
319
iShares US Real Estate ETF
IYR
$4.53B
$382K 0.05%
5,522
+370
+7% +$26.8K
WFM
320
DELISTED
Whole Foods Market Inc
WFM
$380K 0.05%
9,984
+176
+2% +$6.72K
ITW icon
321
Illinois Tool Works
ITW
$78.3B
$379K 0.05%
4,487
-591
-12% -$51.1K
IYJ icon
322
iShares US Industrials ETF
IYJ
$1.95B
$378K 0.05%
+7,466
New +$383K
IGSB icon
323
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$372K 0.05%
7,078
+96
+1% +$5.06K
ATI icon
324
ATI
ATI
$26.9B
$369K 0.05%
+9,942
New +$418K
FNDX icon
325
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
$368K 0.05%
38,028
+8,397
+28% +$81.8K
11 12
13
14 15

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NAM
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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.