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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REZ icon
351
iShares Residential and Multisector Real Estate ETF
REZ
$900M
$335K 0.05%
6,549
+1,400
+27% +$75.4K
MLPN
352
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$335K 0.05%
9,316
– –
HCSG icon
353
Healthcare Services Group
HCSG
$1.7B
$334K 0.05%
11,686
+19
+0.2% +$529
RBS.PRQ
354
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$333K 0.05%
13,300
– –
HON icon
355
Honeywell
HON
$72.8B
$325K 0.05%
3,876
+859
+28% +$73K
YUM icon
356
Yum! Brands
YUM
$40.6B
$324K 0.05%
6,248
+122
+2% +$6.49K
XLB icon
357
State Street Materials Select Sector SPDR ETF
XLB
$8.31B
$323K 0.05%
13,040
+2,284
+21% +$57K
VPU
358
Vanguard Utilities ETF
VPU
$8.6B
$321K 0.05%
3,510
-157
-4% -$14.5K
PSEC icon
359
Prospect Capital
PSEC
$1.08B
$319K 0.04%
32,265
+2,850
+10% +$30.1K
HAL icon
360
Halliburton
HAL
$27.7B
$318K 0.04%
4,924
+407
+9% +$27.9K
TJX icon
361
TJX Companies
TJX
$171B
$317K 0.04%
10,712
-3,044
-22% -$85.8K
BIDU icon
362
Baidu
BIDU
$36.8B
$316K 0.04%
1,451
+232
+19% +$49K
GLW icon
363
Corning
GLW
$140B
$314K 0.04%
16,213
-5,462
-25% -$114K
MOO icon
364
VanEck Agribusiness ETF
MOO
$978M
$314K 0.04%
5,938
-685
-10% -$36.9K
SNY icon
365
Sanofi
SNY
$105B
$313K 0.04%
5,537
+1,209
+28% +$64.9K
IYW icon
366
iShares US Technology ETF
IYW
$24.6B
$312K 0.04%
12,396
+1,464
+13% +$36.6K
COV
367
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$310K 0.04%
3,584
+81
+2% +$7.17K
FLOT icon
368
iShares Floating Rate Bond ETF
FLOT
$10.1B
$303K 0.04%
5,974
+1,825
+44% +$92.7K
MDIV icon
369
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$303K 0.04%
14,096
+3,303
+31% +$72.8K
NUE icon
370
Nucor
NUE
$53.1B
$303K 0.04%
5,573
-1,203
-18% -$63.5K
SCHM icon
371
Schwab US Mid-Cap ETF
SCHM
$14.7B
$303K 0.04%
23,463
+2,514
+12% +$33.3K
PEG icon
372
Public Service Enterprise Group
PEG
$38.6B
$302K 0.04%
8,120
+1,784
+28% +$65.9K
RFG icon
373
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$345M
$302K 0.04%
12,350
-50
-0.4% -$1.24K
BHP icon
374
BHP
BHP
$212B
$301K 0.04%
5,998
-308
-5% -$17.9K
XLK icon
375
State Street Technology Select Sector SPDR ETF
XLK
$118B
$299K 0.04%
14,992
+4,210
+39% +$83.4K
13 14
15
16 17

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NAM
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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.