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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STPZ icon
226
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$512M
$605K 0.08%
11,520
+2,100
+22% +$112K
LQD icon
227
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.9B
$594K 0.08%
5,023
-1,629
-24% -$194K
DEO icon
228
Diageo
DEO
$46.4B
$590K 0.08%
5,107
-217
-4% -$26.3K
FTF
229
Franklin Limited Duration Income Trust
FTF
$239M
$589K 0.08%
47,612
+6,127
+15% +$78.2K
JWN
230
DELISTED
Nordstrom
JWN
$586K 0.08%
8,562
+2,405
+39% +$166K
WAIR
231
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$583K 0.08%
33,500
+550
+2% +$10.2K
CSX icon
232
CSX Corp
CSX
$92.7B
$570K 0.08%
53,310
+14,496
+37% +$149K
ARCC icon
233
Ares Capital
ARCC
$13.6B
$569K 0.08%
35,192
+10,536
+43% +$178K
EWC icon
234
iShares MSCI Canada ETF
EWC
$6.03B
$560K 0.08%
18,237
-197
-1% -$6.35K
CNX icon
235
CNX Resources
CNX
$4.76B
$557K 0.08%
17,646
– –
EFV icon
236
iShares MSCI EAFE Value ETF
EFV
$27.5B
$552K 0.08%
10,093
+1,015
+11% +$57.9K
EVEP
237
DELISTED
EV Energy Partners, L.P.
EVEP
$548K 0.08%
15,447
+768
+5% +$29.5K
EMR icon
238
Emerson Electric
EMR
$78B
$546K 0.08%
8,723
-438
-5% -$28.4K
CCJ icon
239
Cameco
CCJ
$38.6B
$545K 0.08%
30,875
+180
+0.6% +$3.53K
XLP icon
240
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$544K 0.08%
12,054
+2,701
+29% +$121K
DOC icon
241
Healthpeak Properties
DOC
$15.6B
$539K 0.08%
14,910
+23
+0.2% +$872
PRN icon
242
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$443M
$539K 0.08%
11,771
+1,621
+16% +$76.2K
TBT icon
243
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$291M
$538K 0.08%
9,558
-713
-7% -$41.5K
ADP icon
244
Automatic Data Processing
ADP
$98.4B
$537K 0.08%
7,362
+193
+3% +$13.9K
OEF icon
245
iShares S&P 100 ETF
OEF
$20.2B
$536K 0.08%
6,082
+2,423
+66% +$213K
XLF icon
246
State Street Financial Select Sector SPDR ETF
XLF
$55.4B
$533K 0.07%
26,239
-28,030
-52% -$566K
XSD icon
247
State Street SPDR S&P Semiconductor ETF
XSD
$2.97B
$533K 0.07%
14,518
+90
+0.6% +$3.34K
BKLN icon
248
Invesco Senior Loan ETF
BKLN
$7.1B
$532K 0.07%
21,914
+2,372
+12% +$58.5K
EP.PRC icon
249
El Paso Energy Capital Trust I
EP.PRC
$224M
$531K 0.07%
9,300
– –
FTEC icon
250
Fidelity MSCI Information Technology Index ETF
FTEC
$20.3B
$525K 0.07%
17,427
+904
+5% +$27.1K
8 9
10
11 12

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NAM
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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.