We are live on ! Find out more
KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYZ icon
176
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$74.7M
$861K 0.12%
15,579
+170
+1% +$9.57K
FAX
177
abrdn Asia-Pacific Income Fund
FAX
$603M
$850K 0.12%
24,024
+2,008
+9% +$73.7K
CNI icon
178
Canadian National Railway
CNI
$76.7B
$849K 0.12%
11,967
+59
+0.5% +$4.09K
PSX icon
179
Phillips 66
PSX
$84.5B
$839K 0.12%
10,318
+247
+2% +$20.6K
IVOO icon
180
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.72B
$815K 0.11%
17,550
-350
-2% -$16.7K
DHC
181
Diversified Healthcare Trust
DHC
$2.29B
$809K 0.11%
39,024
-5,196
-12% -$118K
BSCH
182
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$809K 0.11%
35,553
+6,370
+22% +$146K
PSA icon
183
Public Storage
PSA
$54.7B
$806K 0.11%
4,864
+228
+5% +$39.2K
WYNN icon
184
Wynn Resorts
WYNN
$9.89B
$802K 0.11%
4,285
+18
+0.4% +$3.56K
VOD icon
185
Vodafone
VOD
$35B
$775K 0.11%
23,563
-1,309
-5% -$43.7K
SYY icon
186
Sysco
SYY
$38.5B
$770K 0.11%
20,289
+1,939
+11% +$72.4K
SE
187
DELISTED
Spectra Energy Corp Wi
SE
$764K 0.11%
19,450
+8,110
+72% +$334K
PW
188
Power REIT
PW
$3.43M
$759K 0.11%
7,471
+582
+8% +$54K
PBA icon
189
Pembina Pipeline
PBA
$29.3B
$757K 0.11%
17,966
+250
+1% +$11K
PCP
190
DELISTED
PRECISION CASTPARTS CORP
PCP
$752K 0.11%
3,176
+130
+4% +$31.6K
ALL icon
191
Allstate
ALL
$64.4B
$744K 0.1%
12,122
+1,188
+11% +$71.3K
UTL icon
192
Unitil
UTL
$963M
$742K 0.1%
23,855
– –
BAB icon
193
Invesco Taxable Municipal Bond ETF
BAB
$1.03B
$730K 0.1%
24,645
+11,463
+87% +$339K
PFN
194
PIMCO Income Strategy Fund II
PFN
$703M
$728K 0.1%
69,108
+7,865
+13% +$84.9K
PCL
195
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$728K 0.1%
18,650
+809
+5% +$33.7K
VBK icon
196
Vanguard Small-Cap Growth ETF
VBK
$23.5B
$714K 0.1%
5,933
-85
-1% -$10.5K
DBC icon
197
Invesco DB Commodity Index Tracking Fund
DBC
$1.7B
$703K 0.1%
30,292
+1,689
+6% +$42.1K
AVAV icon
198
AeroVironment
AVAV
$7.5B
$683K 0.1%
22,708
+1,680
+8% +$53.5K
VDE icon
199
Vanguard Energy ETF
VDE
$9.87B
$682K 0.1%
5,204
+309
+6% +$43.1K
IGR
200
CBRE Global Real Estate Income Fund
IGR
$712M
$679K 0.1%
81,008
+8,107
+11% +$72.2K
6 7
8
9 10

Similar funds

NAM
Nexus Asset Management New York $725M AUM 12.9% 1-Year Est. Return
AWMDMG
Austin W. Marxe & David M. Greenhouse New York $733M AUM 21.72% 1-Year Est. Return
WIC
Wood Investment Counsel Denver, Colorado $669M AUM 20.44% 1-Year Est. Return
CHFS
Cobble Hill Financial Services Moorestown, New Jersey $541M AUM 8.99% 1-Year Est. Return
ST
Stifel Trust St. Louis, Missouri $522M AUM 16.39% 1-Year Est. Return
CFS
Community Financial System Dewitt, New York $457M AUM 10.01% 1-Year Est. Return
QLMGAA
QS Legg Mason Global Asset Allocation New York $1.04B AUM 9.55% 1-Year Est. Return
AAM
Archipel Asset Management Stockholm, Sweden $346M AUM 3.54% 1-Year Est. Return

KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.