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KFS

KMS Financial Services Portfolio holdings

AUM $713M Turnover 11.13%
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34
Avg Time Held
0.9 years
Top 10 Avg Time Held
1.1 years
Top 20 Avg Time Held
1 year

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP icon
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Miscellaneous 40.93%
2 Consumer Staples 8.38%
3 Industrials 7.85%
4 Financials 7.53%
5 Energy 7.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PYZ icon
176
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$63.6M
$861K 0.12%
15,579
+170
+1% +$9.6K
2014 Q2
1 quarter
FAX icon
177
abrdn Asia-Pacific Income Fund
FAX
$530M
$850K 0.12%
24,024
+2,008
+9% +$73.7K
2013 Q2
5 quarters
CNI icon
178
Canadian National Railway
CNI
$76.5B
$849K 0.12%
11,967
+59
+0.5% +$4.09K
2013 Q2
5 quarters
PSX icon
179
Phillips 66
PSX
$101B
$839K 0.12%
10,318
+247
+2% +$20.6K
2013 Q2
5 quarters
IVOO icon
180
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.91B
$815K 0.11%
17,550
-350
-2% -$16.7K
2013 Q2
5 quarters
DHC icon
181
Diversified Healthcare Trust
DHC
$1.78B
$809K 0.11%
39,024
-5,196
-12% -$118K
2013 Q2
5 quarters
BSCH
182
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$809K 0.11%
35,553
+6,370
+22% +$146K
2014 Q2
1 quarter
PSA icon
183
Public Storage
PSA
$62.7B
$806K 0.11%
4,864
+228
+5% +$39.2K
2013 Q2
5 quarters
WYNN icon
184
Wynn Resorts
WYNN
$8.79B
$802K 0.11%
4,285
+18
+0.4% +$3.56K
2014 Q1
2 quarters
VOD icon
185
Vodafone
VOD
$36.2B
$775K 0.11%
23,563
-1,309
-5% -$43.7K
2013 Q2
5 quarters
SYY icon
186
Sysco
SYY
$37.9B
$770K 0.11%
20,289
+1,939
+11% +$72.4K
2013 Q4
3 quarters
SE icon
187
DELISTED
Spectra Energy Corp Wi
SE
$764K 0.11%
19,450
+8,110
+72% +$334K
2013 Q2
5 quarters
PW icon
188
Power REIT
PW
$2.45M
$759K 0.11%
7,471
+582
+8% +$54K
2013 Q2
5 quarters
PBA icon
189
Pembina Pipeline
PBA
$29B
$757K 0.11%
17,966
+250
+1% +$11K
2013 Q2
5 quarters
PCP
190
DELISTED
PRECISION CASTPARTS CORP
PCP
$752K 0.11%
3,176
+130
+4% +$31.6K
2013 Q2
5 quarters
ALL icon
191
Allstate
ALL
$64.9B
$744K 0.1%
12,122
+1,188
+11% +$71.3K
2013 Q2
5 quarters
UTL icon
192
Unitil
UTL
$1.04B
$742K 0.1%
23,855
– –
2013 Q2
5 quarters
BAB icon
193
Invesco Taxable Municipal Bond ETF
BAB
$869M
$730K 0.1%
24,645
+11,463
+87% +$339K
2013 Q3
4 quarters
PFN icon
194
PIMCO Income Strategy Fund II
PFN
$621M
$728K 0.1%
69,108
+7,865
+13% +$84.9K
2013 Q2
5 quarters
PCL icon
195
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$728K 0.1%
18,650
+809
+5% +$33.7K
2013 Q2
5 quarters
VBK icon
196
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.8B
$714K 0.1%
5,933
-85
-1% -$10.5K
2013 Q2
5 quarters
DBC icon
197
Invesco DB Commodity Index Tracking Fund
DBC
$1.83B
$703K 0.1%
30,292
+1,689
+6% +$42.1K
2013 Q2
5 quarters
AVAV icon
198
AeroVironment
AVAV
$6.32B
$683K 0.1%
22,708
+1,680
+8% +$53.5K
2013 Q4
3 quarters
VDE icon
199
Vanguard Energy ETF
VDE
$10.7B
$682K 0.1%
5,204
+309
+6% +$43.1K
2013 Q2
5 quarters
IGR icon
200
CBRE Global Real Estate Income Fund
IGR
$581M
$679K 0.1%
27,003
+2,703
+11% +$72.3K
2013 Q2
5 quarters
6 7
8
9 10

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AWMDMG
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Wood Investment Counsel
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CHFS
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QS Legg Mason Global Asset Allocation
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AAM
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, down from 42% a quarter earlier, followed by Consumer Staples and Industrials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.