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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
151
Novartis
NVS
$294B
$1.08M 0.15%
12,812
+988
+8% +$79.9K
PCAR icon
152
PACCAR
PCAR
$66.4B
$1.07M 0.15%
28,301
+4,470
+19% +$186K
VDC icon
153
Vanguard Consumer Staples ETF
VDC
$7.86B
$1.07M 0.15%
9,124
+642
+8% +$74.7K
SLV icon
154
iShares Silver Trust
SLV
$28.4B
$1.06M 0.15%
64,811
-49,904
-44% -$944K
KMR
155
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$1.04M 0.15%
11,225
+340
+3% +$29.3K
BSCG
156
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$1.03M 0.14%
46,263
+4,496
+11% +$100K
AGG icon
157
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.03M 0.14%
9,415
-484
-5% -$52.9K
UPS icon
158
United Parcel Service
UPS
$98.9B
$1.02M 0.14%
10,435
+275
+3% +$27.3K
UNP icon
159
Union Pacific
UNP
$174B
$1.02M 0.14%
9,393
+232
+3% +$24K
CVY icon
160
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
$996K 0.14%
40,920
+3,249
+9% +$83.3K
EFA icon
161
iShares MSCI EAFE ETF
EFA
$76.9B
$993K 0.14%
15,482
-3,075
-17% -$205K
SDS icon
162
ProShares UltraShort S&P500
SDS
$396M
$988K 0.14%
+401
New +$995K
PKO
163
DELISTED
Pimco Income Opportunity Fund
PKO
$976K 0.14%
35,375
+3,580
+11% +$103K
ETR icon
164
Entergy
ETR
$52.4B
$974K 0.14%
25,202
+3,126
+14% +$118K
JNK icon
165
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.28B
$967K 0.14%
8,024
+1,236
+18% +$152K
ITOT icon
166
iShares Core S&P Total US Stock Market ETF
ITOT
$94.4B
$958K 0.13%
21,352
– –
AXP icon
167
American Express
AXP
$239B
$944K 0.13%
10,779
-227
-2% -$20.4K
LINE
168
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$933K 0.13%
30,954
-2,724
-8% -$84.8K
DIA icon
169
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$931K 0.13%
5,473
-255
-4% -$43.2K
SDY icon
170
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$925K 0.13%
12,343
+1,031
+9% +$78.3K
IVW icon
171
iShares S&P 500 Growth ETF
IVW
$74.4B
$914K 0.13%
34,224
+16,860
+97% +$449K
IWP icon
172
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$895K 0.13%
20,258
+2,588
+15% +$116K
ABB
173
DELISTED
ABB Ltd
ABB
$879K 0.12%
39,220
-2,159
-5% -$49.5K
DPG
174
Duff & Phelps Utility and Infrastructure Fund
DPG
$538M
$878K 0.12%
41,264
-750
-2% -$16.3K
SPAB icon
175
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.81B
$875K 0.12%
30,338
-1,730
-5% -$50K
5 6
7
8 9

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NAM
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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.