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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
126
Walt Disney
DIS
$167B
$1.33M 0.19%
14,938
+1,889
+14% +$167K
XLV icon
127
State Street Health Care Select Sector SPDR ETF
XLV
$41.2B
$1.32M 0.19%
20,734
+3,606
+21% +$226K
NSC icon
128
Norfolk Southern
NSC
$75.2B
$1.31M 0.18%
11,784
-269
-2% -$28.5K
IVE icon
129
iShares S&P 500 Value ETF
IVE
$48.6B
$1.3M 0.18%
14,404
+285
+2% +$25.9K
VCSH icon
130
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.26M 0.18%
15,836
+850
+6% +$68.1K
IWM icon
131
iShares Russell 2000 ETF
IWM
$81.2B
$1.25M 0.17%
11,397
+5,605
+97% +$641K
RPG icon
132
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$1.24M 0.17%
80,450
– –
VB icon
133
Vanguard Small-Cap ETF
VB
$79.2B
$1.24M 0.17%
11,173
-883
-7% -$101K
MAT icon
134
Mattel
MAT
$4.11B
$1.23M 0.17%
40,273
-1,200
-3% -$42.5K
NFLX icon
135
Netflix
NFLX
$281B
$1.23M 0.17%
191,520
-19,950
-9% -$129K
IWS icon
136
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$1.22M 0.17%
17,456
-2,940
-14% -$211K
EGAS
137
DELISTED
Gas Natural Inc.
EGAS
$1.21M 0.17%
102,785
+2,077
+2% +$23.9K
FDL icon
138
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.62B
$1.21M 0.17%
51,638
-339
-0.7% -$8.04K
RDS.A
139
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.2M 0.17%
15,768
+110
+0.7% +$8.83K
CBI
140
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.19M 0.17%
20,634
+2,328
+13% +$147K
CSCO icon
141
Cisco
CSCO
$436B
$1.17M 0.16%
46,417
-4,421
-9% -$111K
MMP
142
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.17M 0.16%
13,867
-644
-4% -$53.5K
QCOM icon
143
Qualcomm
QCOM
$180B
$1.16M 0.16%
15,512
-757
-5% -$57.9K
UL icon
144
Unilever
UL
$133B
$1.16M 0.16%
24,548
+1,888
+8% +$93.2K
MET icon
145
MetLife
MET
$59.8B
$1.15M 0.16%
24,013
+627
+3% +$30.5K
SLB icon
146
SLB Ltd
SLB
$69.4B
$1.15M 0.16%
11,216
+3,085
+38% +$336K
GBX icon
147
The Greenbrier Companies
GBX
$1.53B
$1.11M 0.16%
15,200
-1,242
-8% -$85.1K
WIW
148
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$512M
$1.11M 0.16%
96,070
+8,050
+9% +$96.8K
SO icon
149
Southern Company
SO
$106B
$1.09M 0.15%
24,941
+4,042
+19% +$178K
VTV icon
150
Vanguard Value ETF
VTV
$185B
$1.09M 0.15%
13,395
-1,219
-8% -$99.6K
4 5
6
7 8

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AWMDMG
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WIC
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CHFS
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CFS
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QLMGAA
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.