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KMS Financial Services’s Sprott Physical Gold PHYS Stock Holding History

KMS Financial Services’s Portfolio PHYS Stock Details PHYS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$366K Sell
36,674
-6,510
-15% -$69.1K 0.05% 330
2014
Q2 		$475K Sell
43,184
-1,900
-4% -$20.3K 0.07% 287
2014
Q1 		$481K Hold
45,084
– – 0.08% 266
2013
Q4 		$449K Sell
45,084
-3,015
-6% -$31.8K 0.08% 290
2013
Q3 		$530K Sell
48,099
-455
-0.9% -$5.04K 0.13% 189
2013
Q2 		$497K Buy
+48,554
New +$573K 0.14% 184

Other funds holding PHYS

PAMP
Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return
PHS
Pekin Hardy Strauss Chicago, Illinois $957M AUM 44.61% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
VF
Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return
SI
Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
ECM
Evergreen Capital Management Bellevue, Washington $4.62B AUM 25.58% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
PG
Portola Group San Jose, California $75.6M AUM 15.13% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

KMS Financial Services's PHYS Position: Q3 2014 in Review

KMS Financial Services reduced its Sprott Physical Gold (PHYS) stake by 15% in Q3 2014, selling an estimated $69.1K and leaving 36,674 shares worth $366K. The position accounts for 0.05% of the portfolio, ranked #330.

KMS Financial Services first reported a position in PHYS in Q2 2013 and has held it in 6 quarters since. The position peaked at $530K in Q3 2013. 125 funds tracked by Wall St. Rank hold PHYS as of Q3 2014.

  • KMS Financial Services held 36,674 shares of Sprott Physical Gold worth $366K as of Q3 2014.
  • KMS Financial Services sold 6,510 Sprott Physical Gold shares in Q3 2014, an estimated $69.1K.
  • Sprott Physical Gold made up 0.05% of KMS Financial Services's portfolio in Q3 2014, its #330 holding.
  • KMS Financial Services first reported a position in Sprott Physical Gold in Q2 2013 and has held it in 6 quarters since.
  • KMS Financial Services's Sprott Physical Gold position peaked at $530K in Q3 2013.
  • 125 funds tracked by Wall St. Rank held Sprott Physical Gold as of Q3 2014.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.