KFS
DUC

KMS Financial Services’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

KMS Financial Services’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-14,300
Closed -$143K – 568
2013
Q4 		$143K Hold
14,300
– – 0.02% 485
2013
Q3 		$149K Hold
14,300
– – 0.04% 410
2013
Q2 		$154K Buy
+14,300
New +$170K 0.04% 355

Other funds holding DUC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
MCC
Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
WCM
Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

KMS Financial Services's DUC Position: Q1 2014 in Review

KMS Financial Services sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q1 2014, closing a stake of 14,300 shares — an estimated $143K sold.

KMS Financial Services first reported a position in DUC in Q2 2013 and held it in 3 quarters. The position peaked at $154K in Q2 2013. 33 funds tracked by Wall St. Rank hold DUC as of Q1 2014.

  • KMS Financial Services reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q1 2014 after selling out during the quarter.
  • KMS Financial Services sold 14,300 Duff & Phelps Utility & Corporate Bond Trust shares in Q1 2014, an estimated $143K.
  • KMS Financial Services first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2013 and held it in 3 quarters.
  • KMS Financial Services's Duff & Phelps Utility & Corporate Bond Trust position peaked at $154K in Q2 2013.
  • 33 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q1 2014.

Based on KMS Financial Services's 13F filing for Q1 2014, filed 9 May 2014.