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Kaizen Financial Strategies Portfolio holdings
AUM
$254M
Turnover
14.21%
1-Year Est. Return
28.38%
This Fund
S&P 500
This Quarter Est. Return
+1.19%
1 Year Est. Return
+28.38%
3 Year Est. Return
+126.04%
5 Year Est. Return
+132.94%
10 Year Est. Return
–
AUM
$254M
AUM Growth
-$53.5M
(-17%)
Cap. Flow
+$355K
Cap. Flow % of AUM
Cap. Flow %
0.14%
Top 10 Holdings %
Top 10 Hldgs %
41.93%
Holding
190
New
14
Increased
65
Reduced
80
Closed
13
Avg Time Held
Equity + Options
2.4
years
Top 10 Avg Time Held
Equity + Options
2.6
years
Top 20 Avg Time Held
Equity + Options
2.7
years
Avg Time Held Equity only
2.4
years
Top 10 Avg Time Held Equity only
2.7
years
Top 20 Avg Time Held Equity only
2.7
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$4.26M |
| 2 |
Schwab Ultra-Short Income ETF
SCUS
|
+$2.75M |
| 3 |
Schwab Fundamental International Large Company Index ETF
FNDF
|
+$1.91M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$1.8M |
| 5 |
Schwab Fundamental US Broad Market Index ETF
FNDB
|
+$1.42M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.76M |
| 2 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$1.94M |
| 3 |
JPMorgan International Research Enhanced Equity ETF
JIRE
|
+$1.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$1.04M |
| 5 |
Apple
AAPL
|
+$861K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 64.29% |
| 2 | Technology | 17.88% |
| 3 | Communication Services | 5.19% |
| 4 | Consumer Discretionary | 2.63% |
| 5 | Financials | 2.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Apple
AAPL
$4.98T
| $17.6M | 6.93% |
52,899
-2,680
| -5% | -$861K |
2020 Q4
23 quarters
|
|
|
2
Schwab US Large-Cap Growth ETF
SCHG
$59.6B
| $16.7M | 6.56% |
464,265
-55,334
| -11% | -$1.94M |
2020 Q4
23 quarters
|
|
|
3
Capital Group Dividend Value ETF
CGDV
$37.8B
| $12M | 4.72% |
245,374
-20,846
| -8% | -$1.04M |
2024 Q2
9 quarters
|
|
4
NVIDIA
NVDA
$4.51T
| $11.2M | 4.39% |
48,856
-1,617
| -3% | -$347K |
2020 Q4
23 quarters
|
|
|
5
State Street SPDR S&P 500 ETF Trust
SPY
$777B
| $10.2M | 4.01% |
13,352
-6,264
| -32% | -$4.76M |
2020 Q4
23 quarters
|
|
|
6
Vanguard S&P 500 ETF
VOO
$996B
| $8.99M | 3.54% |
12,829
+6,104
| +91% | +$4.26M |
2023 Q3
12 quarters
|
|
7
Alphabet (Google) Class C
GOOG
$3.49T
| $7.57M | 2.98% |
22,227
-202
| -0.9% | -$69.6K |
2021 Q1
22 quarters
|
|
|
8
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.48B
| $7.49M | 2.95% |
244,801
+45,463
| +23% | +$1.42M |
2023 Q3
12 quarters
|
|
9
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.2B
| $7.48M | 2.94% |
348,950
-21,780
| -6% | -$482K |
2023 Q3
12 quarters
|
|
10
Vanguard Core Bond ETF
VCRB
$7.72B
| $7.42M | 2.92% |
100,765
-10,275
| -9% | -$778K |
2024 Q2
9 quarters
|
|
11
Vanguard High Dividend Yield ETF
VYM
$81B
| $7.13M | 2.8% |
45,928
+6,241
| +16% | +$1.01M |
2025 Q4
3 quarters
|
|
|
12
Invesco QQQ Trust
QQQ
$443B
| $6.35M | 2.5% |
8,585
+2,520
| +42% | +$1.8M |
2020 Q4
23 quarters
|
|
13
VanEck Semiconductor ETF
SMH
$59.4B
| $6.3M | 2.48% |
10,339
-658
| -6% | -$377K |
2021 Q1
22 quarters
|
|
|
14
Schwab Fundamental International Large Company Index ETF
FNDF
$25.3B
| $5.62M | 2.21% |
104,504
+35,053
| +50% | +$1.91M |
2021 Q1
22 quarters
|
|
|
15
JPMorgan International Research Enhanced Equity ETF
JIRE
$10.8B
| $5.16M | 2.03% |
62,803
-19,082
| -23% | -$1.6M |
2025 Q1
6 quarters
|
|
16
Amazon
AMZN
$2.8T
| $4.08M | 1.61% |
16,393
-1,444
| -8% | -$367K |
2020 Q4
23 quarters
|
|
17
Alphabet (Google) Class A
GOOGL
$3.5T
| $3.88M | 1.53% |
11,268
-57
| -0.5% | -$19.8K |
2020 Q4
23 quarters
|
|
|
18
Schwab Ultra-Short Income ETF
SCUS
$263M
| $3.82M | 1.5% |
152,193
+109,319
| +255% | +$2.75M |
2026 Q1
2 quarters
|
|
19
Vanguard Core Plus Bond ETF
VPLS
$2.03B
| $3.62M | 1.43% |
48,952
+1,931
| +4% | +$147K |
2025 Q3
4 quarters
|
|
20
Schwab Fundamental US Small Company Index ETF
FNDA
$8.78B
| $3.34M | 1.32% |
95,512
+37,342
| +64% | +$1.39M |
2023 Q3
12 quarters
|
|
21
Microsoft
MSFT
$3.94T
| $3.33M | 1.31% |
6,499
-202
| -3% | -$93.4K |
2020 Q4
23 quarters
|
|
22
Vanguard Dividend Appreciation ETF
VIG
$114B
| $3.27M | 1.29% |
14,014
-1,795
| -11% | -$431K |
2020 Q4
23 quarters
|
|
23
Advanced Micro Devices
AMD
$736B
| $3.01M | 1.19% |
4,925
-530
| -10% | -$273K |
2020 Q4
23 quarters
|
|
24
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $2.74M | 1.08% |
13,980
-215
| -2% | -$39.7K |
2020 Q4
23 quarters
|
|
25
JPMorgan International Value ETF
JIVE
$4.45B
| $2.48M | 0.98% |
26,069
+4,109
| +19% | +$395K |
2026 Q1
2 quarters
|
|
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Kaizen Financial Strategies's Q3 2026 Portfolio in Review
As of Q3 2026, Kaizen Financial Strategies held 190 positions worth $254M, down 17% from $308M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Kaizen Financial Strategies's Q3 2026 filing shows 14 new, 65 increased, 80 reduced and 13 closed positions. Its largest new stake was iShares TLT Premium Income+ ETF: 25,800 shares worth $523K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $4.76M.
By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, down from 70% a quarter earlier, followed by Technology and Communication Services.
- Kaizen Financial Strategies's largest Q3 2026 buy was iShares TLT Premium Income+ ETF: 25,800 shares worth $523K.
- Kaizen Financial Strategies added most to Vanguard S&P 500 ETF in Q3 2026, an estimated $4.26M increase.
- Kaizen Financial Strategies's biggest Q3 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.76M.
- Kaizen Financial Strategies fully exited State Street Utilities Select Sector SPDR ETF in Q3 2026, selling an estimated $258K.
- Kaizen Financial Strategies's ten largest holdings make up 42% of its $254M portfolio in Q3 2026.
- Kaizen Financial Strategies opened 14 new positions and closed 13 in Q3 2026.
- Kaizen Financial Strategies's portfolio value fell 17% quarter-over-quarter to $254M.
Based on Kaizen Financial Strategies's 13F filing for Q3 2026, filed 9 Oct 2026.