Invictus RG’s Hercules Capital HTGC Stock Holding History

Invictus RG’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-28,066	Closed	-$368K	–	288
2017 Q4	$368K	Buy	+28,066	New	+$367K	0.39%	110

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Invictus RG's HTGC Position: Q1 2018 in Review

Invictus RG sold out of Hercules Capital (HTGC) in Q1 2018, closing a stake of 28,066 shares — an estimated $368K sold.

Invictus RG first reported a position in HTGC in Q4 2017 and held it in 1 quarter. The position peaked at $368K in Q4 2017. 161 funds tracked by Wall St. Rank hold HTGC as of Q1 2018.

Invictus RG reported no remaining Hercules Capital position as of Q1 2018 after selling out during the quarter.
Invictus RG sold 28,066 Hercules Capital shares in Q1 2018, an estimated $368K.
Invictus RG first reported a position in Hercules Capital in Q4 2017 and held it in 1 quarter.
Invictus RG's Hercules Capital position peaked at $368K in Q4 2017.
161 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2018.

Based on Invictus RG's 13F filing for Q1 2018, filed 14 May 2018.