IFP Advisors’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

IFP Advisors’s Portfolio CSML Stock Details CSML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-5,205	Closed	-$137K	–	3172
2019 Q3	$134K	Buy	+5,205	New	+$129K	0.01%	917
2019 Q1	$288K	Sell	11,484 -1,647	-13%	-$41.4K	0.04%	390
2018 Q4	$291K	Sell	13,131 -4,404	-25%	-$110K	0.02%	729
2018 Q3	$496K	Sell	17,535 -1,588	-8%	-$46.1K	0.02%	660
2018 Q2	$547K	Buy	19,123 +4,993	+35%	+$141K	0.02%	625
2018 Q1	$396K	Hold	14,130	–	–	0.02%	707
2017 Q4	$396K	Buy	14,130 +7,004	+98%	+$194K	0.02%	707
2017 Q3	$191K	Buy	+7,126	New	+$180K	0.01%	1176

Other funds holding CSML

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CCM

Cribstone Capital Management Augusta, Maine $172M AUM 13.58% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

IFP Advisors's CSML Position: Q4 2019 in Review

IFP Advisors sold out of IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) in Q4 2019, closing a stake of 5,205 shares — an estimated $137K sold.

IFP Advisors first reported a position in CSML in Q3 2017 and held it in 8 quarters. The position peaked at $547K in Q2 2018. 30 funds tracked by Wall St. Rank hold CSML as of Q4 2019.

IFP Advisors reported no remaining IndexIQ ETF Trust IQ U.S. Small Cap ETF position as of Q4 2019 after selling out during the quarter.
IFP Advisors sold 5,205 IndexIQ ETF Trust IQ U.S. Small Cap ETF shares in Q4 2019, an estimated $137K.
IFP Advisors first reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF in Q3 2017 and held it in 8 quarters.
IFP Advisors's IndexIQ ETF Trust IQ U.S. Small Cap ETF position peaked at $547K in Q2 2018.
30 funds tracked by Wall St. Rank held IndexIQ ETF Trust IQ U.S. Small Cap ETF as of Q4 2019.

Based on IFP Advisors's 13F filing for Q4 2019, filed 17 Jan 2020.