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HFA

High Falls Advisors Portfolio holdings

AUM $494M Turnover 10.46%
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$269M
AUM Growth
-$83.6M
Cap. Flow
-$98.8M
Cap. Flow %
-36.73%
Top 10 Hldgs %
66.15%
Holding
162
New
14
Increased
24
Reduced
34
Closed
81
Avg Time Held
0.6 years
Top 10 Avg Time Held
0.4 years
Top 20 Avg Time Held
0.4 years

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$27.5M
2
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$21.4M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$18M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$17.5M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.1M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$20.8M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M
5
VT icon
Vanguard Total World Stock ETF
VT
+$14.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.43%
2 Technology 2.07%
3 Financials 0.94%
4 Energy 0.78%
5 Healthcare 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WFC icon
151
Wells Fargo
WFC
$250B
– –
-47,200
Closed -$2.57M –
XHB icon
152
State Street SPDR S&P Homebuilders ETF
XHB
$1.47B
– –
-881
Closed -$30K –
XLE icon
153
State Street Energy Select Sector SPDR ETF
XLE
$43.7B
– –
-2,000
Closed -$60K –
XLP icon
154
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
– –
-16,810
Closed -$849K –
XLV icon
155
State Street Health Care Select Sector SPDR ETF
XLV
$45.7B
– –
-1,845
Closed -$133K –
XLY icon
156
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22B
– –
-21,578
Closed -$843K –
XSLV icon
157
Invesco S&P SmallCap Low Volatility ETF
XSLV
$235M
– –
-1,715
Closed -$58K –
TTM
158
DELISTED
Tata Motors Limited
TTM
– –
-19,996
Closed -$589K –
XLNX
159
DELISTED
Xilinx Inc
XLNX
– –
-25,124
Closed -$1.18M –
BABS
160
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
– –
-204
Closed -$12K –
ACG
161
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-18,939
Closed -$145K –
XLVS
162
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
– –
-100
Closed -$7K –
3 4 5 6
7

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High Falls Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, High Falls Advisors held 162 positions worth $269M, down 24% from $352M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

High Falls Advisors withdrew a net $98.8M in Q3 2016, closing 81 positions and reducing 34 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $27M.

  • High Falls Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 593,738 shares worth $27M.
  • High Falls Advisors added most to State Street Technology Select Sector SPDR ETF in Q3 2016, an estimated $18M increase.
  • High Falls Advisors's biggest Q3 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $20.8M.
  • High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q3 2016, selling an estimated $24.8M.
  • High Falls Advisors's ten largest holdings make up 66% of its $269M portfolio in Q3 2016.
  • High Falls Advisors opened 14 new positions and closed 81 in Q3 2016.
  • High Falls Advisors's portfolio value fell 24% quarter-over-quarter to $269M.

Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.