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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$269M
AUM Growth
-$83.6M
Cap. Flow
-$98.8M
Cap. Flow %
-36.73%
Top 10 Hldgs %
66.15%
Holding
162
New
14
Increased
24
Reduced
34
Closed
81

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$27.5M
2
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$21.4M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$18M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$17.5M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.1M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$20.8M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M
5
VT icon
Vanguard Total World Stock ETF
VT
+$14.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.43%
2 Technology 2.07%
3 Financials 0.94%
4 Energy 0.78%
5 Healthcare 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
151
Wells Fargo
WFC
$262B
– –
-47,200
Closed -$2.57M
XHB icon
152
State Street SPDR S&P Homebuilders ETF
XHB
$1.39B
– –
-881
Closed -$30K
XLE icon
153
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
– –
-2,000
Closed -$60K
XLP icon
154
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-16,810
Closed -$849K
XLV icon
155
State Street Health Care Select Sector SPDR ETF
XLV
$44.5B
– –
-1,845
Closed -$133K
XLY icon
156
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.1B
– –
-21,578
Closed -$843K
XSLV icon
157
Invesco S&P SmallCap Low Volatility ETF
XSLV
$245M
– –
-1,715
Closed -$58K
TTM
158
DELISTED
Tata Motors Limited
TTM
– –
-19,996
Closed -$589K
XLNX
159
DELISTED
Xilinx Inc
XLNX
– –
-25,124
Closed -$1.18M
BABS
160
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
– –
-204
Closed -$12K
ACG
161
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-18,939
Closed -$145K
XLVS
162
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
– –
-100
Closed -$7K
3 4 5 6
7

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High Falls Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, High Falls Advisors held 162 positions worth $269M, down 24% from $352M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

High Falls Advisors withdrew a net $98.8M in Q3 2016, closing 81 positions and reducing 34 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $27M.

  • High Falls Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 593,738 shares worth $27M.
  • High Falls Advisors added most to State Street Technology Select Sector SPDR ETF in Q3 2016, an estimated $18M increase.
  • High Falls Advisors's biggest Q3 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $20.8M.
  • High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q3 2016, selling an estimated $24.8M.
  • High Falls Advisors's ten largest holdings make up 66% of its $269M portfolio in Q3 2016.
  • High Falls Advisors opened 14 new positions and closed 81 in Q3 2016.
  • High Falls Advisors's portfolio value fell 24% quarter-over-quarter to $269M.

Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.