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HFA

High Falls Advisors Portfolio holdings

AUM $494M Turnover 10.46%
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$269M
AUM Growth
-$83.6M
Cap. Flow
-$98.8M
Cap. Flow %
-36.73%
Top 10 Hldgs %
66.15%
Holding
162
New
14
Increased
24
Reduced
34
Closed
81
Avg Time Held
0.6 years
Top 10 Avg Time Held
0.4 years
Top 20 Avg Time Held
0.4 years
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
RY icon
126
Royal Bank of Canada
RY
$274B
– –
-3,833
Closed -$205K –
SBUX icon
127
Starbucks
SBUX
$111B
– –
-35,168
Closed -$2.11M –
SHV icon
128
iShares 0-1 Year Treasury Bond ETF
SHV
$23.6B
– –
-750
Closed -$83K –
SPHD icon
129
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.3B
– –
-1,896
Closed -$63K –
SPLB icon
130
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.2B
– –
-201
Closed -$5K –
TTE icon
131
TotalEnergies
TTE
$201B
– –
-10,210
Closed -$459K –
UAA icon
132
Under Armour
UAA
$2.04B
– –
-22,891
Closed -$1.84M –
VAW icon
133
Vanguard Materials ETF
VAW
$3.23B
– –
-14
Closed -$1K –
VBK icon
134
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.1B
– –
-449
Closed -$54K –
VBR icon
135
Vanguard Morningstar Small-Cap Value ETF
VBR
$36B
– –
-2
Closed – –
VCR icon
136
Vanguard Consumer Discretionary ETF
VCR
$5.79B
– –
-14
Closed -$2K –
VDC icon
137
Vanguard Consumer Staples ETF
VDC
$8.01B
– –
-22
Closed -$3K –
VDE icon
138
Vanguard Energy ETF
VDE
$11.5B
– –
-400
Closed -$33K –
VEU icon
139
Vanguard FTSE All-World ex-US ETF
VEU
$67B
– –
-100
Closed -$4K –
VGK icon
140
Vanguard FTSE Europe ETF
VGK
$29.8B
– –
-800
Closed -$40K –
VHT icon
141
Vanguard Health Care ETF
VHT
$19.8B
– –
-823
Closed -$109K –
VIS icon
142
Vanguard Industrials ETF
VIS
$8.03B
– –
-14
Closed -$1K –
VOE icon
143
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
– –
-247
Closed -$21K –
VOO icon
144
Vanguard S&P 500 ETF
VOO
$1.03T
– –
-300
Closed -$56K –
VOT icon
145
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
– –
-320
Closed -$32K –
VT icon
146
Vanguard Total World Stock ETF
VT
$81.3B
– –
-255,133
Closed -$14.7M –
VTI icon
147
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
– –
-270
Closed -$28K –
VTV icon
148
Vanguard Morningstar Value ETF
VTV
$191B
– –
-300
Closed -$24K –
VV icon
149
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
– –
-391
Closed -$37K –
VWO icon
150
Vanguard FTSE Emerging Markets ETF
VWO
$123B
– –
-561
Closed -$18K –

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High Falls Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, High Falls Advisors held 162 positions worth $269M, down 24% from $352M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

High Falls Advisors withdrew a net $98.8M in Q3 2016, closing 81 positions and reducing 34 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $27M.

  • High Falls Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 593,738 shares worth $27M.
  • High Falls Advisors added most to State Street Technology Select Sector SPDR ETF in Q3 2016, an estimated $18M increase.
  • High Falls Advisors's biggest Q3 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $20.8M.
  • High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q3 2016, selling an estimated $24.8M.
  • High Falls Advisors's ten largest holdings make up 66% of its $269M portfolio in Q3 2016.
  • High Falls Advisors opened 14 new positions and closed 81 in Q3 2016.
  • High Falls Advisors's portfolio value fell 24% quarter-over-quarter to $269M.

Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.