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HFA

High Falls Advisors Portfolio holdings

AUM $494M Turnover 10.46%
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$269M
AUM Growth
-$83.6M
Cap. Flow
-$98.8M
Cap. Flow %
-36.73%
Top 10 Hldgs %
66.15%
Holding
162
New
14
Increased
24
Reduced
34
Closed
81
Avg Time Held
0.6 years
Top 10 Avg Time Held
0.4 years
Top 20 Avg Time Held
0.4 years

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$27.5M
2
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$21.4M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$18M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$17.5M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.1M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$20.8M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M
5
VT icon
Vanguard Total World Stock ETF
VT
+$14.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.43%
2 Technology 2.07%
3 Financials 0.94%
4 Energy 0.78%
5 Healthcare 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ISCG icon
101
iShares Morningstar Small-Cap Growth ETF
ISCG
$935M
– –
-600
Closed -$13K –
IVV icon
102
iShares Core S&P 500 ETF
IVV
$880B
– –
-117,565
Closed -$24.1M –
IVW icon
103
iShares S&P 500 Growth ETF
IVW
$76.8B
– –
-400
Closed -$12K –
IWB icon
104
iShares Russell 1000 ETF
IWB
$48.7B
– –
-402
Closed -$46K –
IWD icon
105
iShares Russell 1000 Value ETF
IWD
$83.4B
– –
-1,533
Closed -$150K –
IWM icon
106
iShares Russell 2000 ETF
IWM
$76.2B
– –
-108,501
Closed -$12.2M –
IWR icon
107
iShares Russell Mid-Cap ETF
IWR
$56B
– –
-2,116
Closed -$85K –
IWS icon
108
iShares Russell Mid-Cap Value ETF
IWS
$15.3B
– –
-500
Closed -$34K –
IWV icon
109
iShares Russell 3000 ETF
IWV
$20.2B
– –
-302
Closed -$36K –
IXP icon
110
iShares Global Comm Services ETF
IXP
$603M
– –
-75
Closed -$4K –
IYC icon
111
iShares US Consumer Discretionary ETF
IYC
$1.22B
– –
-660
Closed -$24K –
IYE icon
112
iShares US Energy ETF
IYE
$1.78B
– –
-300
Closed -$10K –
IYH icon
113
iShares US Healthcare ETF
IYH
$4.17B
– –
-500
Closed -$15K –
IYK icon
114
iShares US Consumer Staples ETF
IYK
$1.74B
– –
-555
Closed -$20K –
IYW icon
115
iShares US Technology ETF
IYW
$25.2B
– –
-4,980
Closed -$133K –
IYY icon
116
iShares Dow Jones US ETF
IYY
$3B
– –
-800
Closed -$41K –
IYZ icon
117
iShares US Telecommunications ETF
IYZ
$969M
– –
-200
Closed -$6K –
JNK icon
118
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$5.82B
– –
-915
Closed -$93K –
KRE icon
119
State Street SPDR S&P Regional Banking ETF
KRE
$3.31B
– –
-31,499
Closed -$1.32M –
LEN icon
120
Lennar Class A
LEN
$18.3B
– –
-24,367
Closed -$1.13M –
MDYG icon
121
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.77B
– –
-300
Closed -$12K –
MUB icon
122
iShares National Muni Bond ETF
MUB
$49.2B
– –
-406
Closed -$45K –
PEP icon
123
PepsiCo
PEP
$178B
– –
-12,990
Closed -$1.3M –
PSCU icon
124
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$14.5M
– –
-1,524
Closed -$63K –
REM icon
125
iShares Mortgage Real Estate ETF
REM
$453M
– –
-250
Closed -$10K –
3 4
5
6 7

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High Falls Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, High Falls Advisors held 162 positions worth $269M, down 24% from $352M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

High Falls Advisors withdrew a net $98.8M in Q3 2016, closing 81 positions and reducing 34 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $27M.

  • High Falls Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 593,738 shares worth $27M.
  • High Falls Advisors added most to State Street Technology Select Sector SPDR ETF in Q3 2016, an estimated $18M increase.
  • High Falls Advisors's biggest Q3 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $20.8M.
  • High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q3 2016, selling an estimated $24.8M.
  • High Falls Advisors's ten largest holdings make up 66% of its $269M portfolio in Q3 2016.
  • High Falls Advisors opened 14 new positions and closed 81 in Q3 2016.
  • High Falls Advisors's portfolio value fell 24% quarter-over-quarter to $269M.

Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.