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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$289M
AUM Growth
-$63.4M
Cap. Flow
-$70M
Cap. Flow %
-24.23%
Top 10 Hldgs %
64.2%
Holding
169
New
22
Increased
27
Reduced
55
Closed
26

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$21.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$20.5M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$16.7M
4
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$12.9M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.8M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.9M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$20.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$14.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 89.41%
2 Technology 2.65%
3 Financials 1.68%
4 Healthcare 1.31%
5 Consumer Discretionary 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
101
State Street Health Care Select Sector SPDR ETF
XLV
$44.5B
$97K 0.03%
1,425
-420
-23% -$28.1K
JNK icon
102
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.67B
$96K 0.03%
931
+16
+2% +$1.59K
IWR icon
103
iShares Russell Mid-Cap ETF
IWR
$57.1B
$83K 0.03%
2,036
-80
-4% -$3.04K
SHV icon
104
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$83K 0.03%
750
– –
IBB icon
105
iShares Biotechnology ETF
IBB
$10.5B
$78K 0.03%
900
– –
IJT icon
106
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.08B
$75K 0.03%
1,210
– –
MUB icon
107
iShares National Muni Bond ETF
MUB
$45.5B
$68K 0.02%
607
+201
+50% +$22.4K
VOO icon
108
Vanguard S&P 500 ETF
VOO
$1.03T
$57K 0.02%
300
– –
VBK icon
109
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24B
$53K 0.02%
449
– –
VGLT icon
110
Vanguard Long-Term Treasury ETF
VGLT
$10.4B
$51K 0.02%
+630
New +$49.8K
IOO icon
111
iShares Global 100 ETF
IOO
$9.36B
$50K 0.02%
1,380
– –
IWB icon
112
iShares Russell 1000 ETF
IWB
$49.1B
$46K 0.02%
402
– –
IYY icon
113
iShares Dow Jones US ETF
IYY
$3.06B
$41K 0.01%
800
– –
IWM icon
114
iShares Russell 2000 ETF
IWM
$80.8B
$39K 0.01%
351
-108,150
-100% -$11.2M
IWV icon
115
iShares Russell 3000 ETF
IWV
$20.3B
$36K 0.01%
302
– –
VOT icon
116
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$32K 0.01%
320
– –
GDX icon
117
VanEck Gold Miners ETF
GDX
$31B
$30K 0.01%
1,517
+1,000
+193% +$17.2K
HYG icon
118
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$29K 0.01%
350
-2
-0.6% -$159
IGV icon
119
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$28K 0.01%
1,400
– –
VTI icon
120
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$28K 0.01%
271
+1
+0.4% +$99
VTV icon
121
Vanguard Morningstar Value ETF
VTV
$192B
$25K 0.01%
300
– –
IYC icon
122
iShares US Consumer Discretionary ETF
IYC
$1.2B
$24K 0.01%
660
– –
XLK icon
123
State Street Technology Select Sector SPDR ETF
XLK
$121B
$23K 0.01%
1,026
– –
IYK icon
124
iShares US Consumer Staples ETF
IYK
$1.42B
$21K 0.01%
555
– –
EFA icon
125
iShares MSCI EAFE ETF
EFA
$79.6B
$19K 0.01%
336
-259,520
-100% -$14.3M
3 4
5
6 7

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High Falls Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, High Falls Advisors held 169 positions worth $289M, down 18% from $352M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

High Falls Advisors withdrew a net $70M in Q1 2016, closing 26 positions and reducing 55 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 91% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in Invesco S&P 500 Equal Weight Utilities ETF worth $23.1M.

  • High Falls Advisors's largest Q1 2016 buy was Invesco S&P 500 Equal Weight Utilities ETF: 555,934 shares worth $23.1M.
  • High Falls Advisors added most to iShares 7-10 Year Treasury Bond ETF in Q1 2016, an estimated $16.7M increase.
  • High Falls Advisors's biggest Q1 2016 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.9M.
  • High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $24.8M.
  • High Falls Advisors's ten largest holdings make up 64% of its $289M portfolio in Q1 2016.
  • High Falls Advisors opened 22 new positions and closed 26 in Q1 2016.
  • High Falls Advisors's portfolio value fell 18% quarter-over-quarter to $289M.

Based on High Falls Advisors's 13F filing for Q1 2016, filed 16 May 2016.