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HFA

High Falls Advisors Portfolio holdings

AUM $494M Turnover 10.46%
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$269M
AUM Growth
-$83.6M
Cap. Flow
-$98.8M
Cap. Flow %
-36.73%
Top 10 Hldgs %
66.15%
Holding
162
New
14
Increased
24
Reduced
34
Closed
81
Avg Time Held
0.6 years
Top 10 Avg Time Held
0.4 years
Top 20 Avg Time Held
0.4 years

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$27.5M
2
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$21.4M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$18M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$17.5M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.1M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$20.8M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M
5
VT icon
Vanguard Total World Stock ETF
VT
+$14.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.43%
2 Technology 2.07%
3 Financials 0.94%
4 Energy 0.78%
5 Healthcare 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DUK icon
76
Duke Energy
DUK
$94.4B
$237K 0.09%
2,957
-154
-5% -$12.8K
2015 Q4
3 quarters
IJK icon
77
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.3B
$227K 0.08%
5,200
– –
2015 Q4
3 quarters
BCE icon
78
BCE
BCE
$19B
$223K 0.08%
+4,840
New +$229K
2016 Q3
0 quarters
SAVE icon
79
DELISTED
Spirit Airlines, Inc.
SAVE
$214K 0.08%
+5,027
New +$209K
2016 Q3
0 quarters
KMI icon
80
Kinder Morgan
KMI
$75.6B
$205K 0.08%
8,881
-5,005
-36% -$106K
2016 Q2
1 quarter
SO icon
81
Southern Company
SO
$104B
$205K 0.08%
+3,987
New +$210K
2016 Q3
0 quarters
BMY icon
82
Bristol-Myers Squibb
BMY
$124B
– –
-3,206
Closed -$221K –
CVS icon
83
CVS Health
CVS
$118B
– –
-12,153
Closed -$1.19M –
EFA icon
84
iShares MSCI EAFE ETF
EFA
$76.9B
– –
-259,856
Closed -$15.3M –
FDIS icon
85
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.62B
– –
-62,639
Closed -$1.92M –
FEZ icon
86
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.16B
– –
-34,534
Closed -$1.19M –
FHLC icon
87
Fidelity MSCI Health Care Index ETF
FHLC
$3.56B
– –
-58,374
Closed -$2.02M –
FNCL icon
88
Fidelity MSCI Financials Index ETF
FNCL
$2.29B
– –
-55,354
Closed -$1.57M –
FSTA icon
89
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.46B
– –
-39,133
Closed -$1.19M –
FTEC icon
90
Fidelity MSCI Information Technology Index ETF
FTEC
$21B
– –
-72,085
Closed -$2.37M –
FV icon
91
First Trust Dorsey Wright Focus 5 ETF
FV
$3.81B
– –
-1,055,451
Closed -$24.8M –
GILD icon
92
Gilead Sciences
GILD
$194B
– –
-18,055
Closed -$1.83M –
GWX icon
93
State Street SPDR S&P International Small Cap ETF
GWX
$904M
– –
-19
Closed -$1K –
IBB icon
94
iShares Biotechnology ETF
IBB
$10.3B
– –
-900
Closed -$101K –
IDV icon
95
iShares International Select Dividend ETF
IDV
$8.31B
– –
-407
Closed -$12K –
IGV icon
96
iShares Expanded Tech-Software Sector ETF
IGV
$13.9B
– –
-1,400
Closed -$29K –
IJT icon
97
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.46B
– –
-1,210
Closed -$75K –
ILCG icon
98
iShares Morningstar Growth ETF
ILCG
$3.11B
– –
-5,000
Closed -$120K –
IMCG icon
99
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.01B
– –
-4,800
Closed -$124K –
IOO icon
100
iShares Global 100 ETF
IOO
$9.24B
– –
-1,380
Closed -$50K –
2 3
4
5 6

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High Falls Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, High Falls Advisors held 162 positions worth $269M, down 24% from $352M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

High Falls Advisors withdrew a net $98.8M in Q3 2016, closing 81 positions and reducing 34 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $27M.

  • High Falls Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 593,738 shares worth $27M.
  • High Falls Advisors added most to State Street Technology Select Sector SPDR ETF in Q3 2016, an estimated $18M increase.
  • High Falls Advisors's biggest Q3 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $20.8M.
  • High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q3 2016, selling an estimated $24.8M.
  • High Falls Advisors's ten largest holdings make up 66% of its $269M portfolio in Q3 2016.
  • High Falls Advisors opened 14 new positions and closed 81 in Q3 2016.
  • High Falls Advisors's portfolio value fell 24% quarter-over-quarter to $269M.

Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.