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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$269M
AUM Growth
-$83.6M
Cap. Flow
-$98.8M
Cap. Flow %
-36.73%
Top 10 Hldgs %
66.15%
Holding
162
New
14
Increased
24
Reduced
34
Closed
81

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$27.5M
2
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$21.4M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$18M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$17.5M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.1M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$20.8M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M
5
VT icon
Vanguard Total World Stock ETF
VT
+$14.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.43%
2 Technology 2.07%
3 Financials 0.94%
4 Energy 0.78%
5 Healthcare 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
76
Duke Energy
DUK
$93.8B
$237K 0.09%
2,957
-154
-5% -$12.8K
IJK icon
77
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$227K 0.08%
5,200
– –
BCE icon
78
BCE
BCE
$21.9B
$223K 0.08%
+4,840
New +$229K
SAVE
79
DELISTED
Spirit Airlines, Inc.
SAVE
$214K 0.08%
+5,027
New +$209K
KMI icon
80
Kinder Morgan
KMI
$70.3B
$205K 0.08%
8,881
-5,005
-36% -$106K
SO icon
81
Southern Company
SO
$102B
$205K 0.08%
+3,987
New +$210K
BMY icon
82
Bristol-Myers Squibb
BMY
$136B
– –
-3,206
Closed -$221K
CVS icon
83
CVS Health
CVS
$119B
– –
-12,153
Closed -$1.19M
EFA icon
84
iShares MSCI EAFE ETF
EFA
$79.6B
– –
-259,856
Closed -$15.3M
FDIS icon
85
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.7B
– –
-62,639
Closed -$1.92M
FEZ icon
86
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.52B
– –
-34,534
Closed -$1.19M
FHLC icon
87
Fidelity MSCI Health Care Index ETF
FHLC
$3.47B
– –
-58,374
Closed -$2.02M
FNCL icon
88
Fidelity MSCI Financials Index ETF
FNCL
$2.42B
– –
-55,354
Closed -$1.57M
FSTA icon
89
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
– –
-39,133
Closed -$1.19M
FTEC icon
90
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
– –
-72,085
Closed -$2.37M
FV icon
91
First Trust Dorsey Wright Focus 5 ETF
FV
$3.8B
– –
-1,055,451
Closed -$24.8M
GILD icon
92
Gilead Sciences
GILD
$181B
– –
-18,055
Closed -$1.83M
GWX icon
93
State Street SPDR S&P International Small Cap ETF
GWX
$936M
– –
-19
Closed -$1K
IBB icon
94
iShares Biotechnology ETF
IBB
$10.5B
– –
-900
Closed -$101K
IDV icon
95
iShares International Select Dividend ETF
IDV
$8.6B
– –
-407
Closed -$12K
IGV icon
96
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
– –
-1,400
Closed -$29K
IJT icon
97
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.08B
– –
-1,210
Closed -$75K
ILCG icon
98
iShares Morningstar Growth ETF
ILCG
$3.19B
– –
-5,000
Closed -$120K
IMCG icon
99
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.1B
– –
-4,800
Closed -$124K
IOO icon
100
iShares Global 100 ETF
IOO
$9.36B
– –
-1,380
Closed -$50K
2 3
4
5 6

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High Falls Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, High Falls Advisors held 162 positions worth $269M, down 24% from $352M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

High Falls Advisors withdrew a net $98.8M in Q3 2016, closing 81 positions and reducing 34 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $27M.

  • High Falls Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 593,738 shares worth $27M.
  • High Falls Advisors added most to State Street Technology Select Sector SPDR ETF in Q3 2016, an estimated $18M increase.
  • High Falls Advisors's biggest Q3 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $20.8M.
  • High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q3 2016, selling an estimated $24.8M.
  • High Falls Advisors's ten largest holdings make up 66% of its $269M portfolio in Q3 2016.
  • High Falls Advisors opened 14 new positions and closed 81 in Q3 2016.
  • High Falls Advisors's portfolio value fell 24% quarter-over-quarter to $269M.

Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.