Ground Swell Capital’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Ground Swell Capital’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$5K	Buy	+275	New	+$5.31K	0.01%	1438

Other funds holding FFC

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MCC

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Ground Swell Capital's FFC Position: Q3 2014 in Review

Ground Swell Capital opened a new position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q3 2014: 275 shares worth $5K. The stake represents 0.01% of the portfolio and ranks #1438 among its holdings.

67 funds tracked by Wall St. Rank hold FFC as of Q3 2014.

Ground Swell Capital held 275 shares of Flaherty & Crumrine Preferred and Income Securities Fund worth $5K as of Q3 2014.
Flaherty & Crumrine Preferred and Income Securities Fund was a new Ground Swell Capital position in Q3 2014.
Flaherty & Crumrine Preferred and Income Securities Fund made up 0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1438 holding.
67 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.