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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$460M
AUM Growth
+$6.25M
Cap. Flow
+$9.52M
Cap. Flow %
2.07%
Top 10 Hldgs %
36.12%
Holding
335
New
28
Increased
137
Reduced
109
Closed
28

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.7M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.02M
3
ASML icon
ASML
ASML
+$892K
4
MANH icon
Manhattan Associates
MANH
+$882K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$870K

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.77M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.08M
3
BABA icon
Alibaba
BABA
+$873K
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$635K
5
CSCO icon
Cisco
CSCO
+$596K

Sector Composition

Rank Sector Weight
1 Technology 8.63%
2 Consumer Discretionary 6.54%
3 Financials 5.17%
4 Industrials 4.96%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
201
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$369K 0.08%
6,756
+1,217
+22% +$66.7K
LRCX icon
202
Lam Research
LRCX
$390B
$359K 0.08%
6,290
-1,330
-17% -$80.9K
TOTL icon
203
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$358K 0.08%
7,402
+850
+13% +$41.2K
TSM icon
204
TSMC
TSM
$2.18T
$353K 0.08%
3,166
+651
+26% +$76.4K
RSP icon
205
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$352K 0.08%
2,348
-552
-19% -$84.5K
GM icon
206
General Motors
GM
$76.8B
$349K 0.08%
6,625
+2,275
+52% +$121K
FNX icon
207
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$348K 0.08%
3,564
+701
+24% +$69.8K
VMBS icon
208
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$348K 0.08%
6,526
+856
+15% +$45.8K
FDT icon
209
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$343K 0.07%
5,635
-510
-8% -$32.1K
MO icon
210
Altria Group
MO
$114B
$343K 0.07%
7,540
-711
-9% -$34.3K
PDI icon
211
PIMCO Dynamic Income Fund
PDI
$7.42B
$343K 0.07%
12,901
-9,192
-42% -$258K
GS icon
212
Goldman Sachs
GS
$303B
$339K 0.07%
897
-57
-6% -$22.3K
EWC icon
213
iShares MSCI Canada ETF
EWC
$6.33B
$332K 0.07%
9,148
– –
HLT icon
214
Hilton Worldwide
HLT
$71.5B
$332K 0.07%
2,513
– –
CMCSA icon
215
Comcast
CMCSA
$90B
$327K 0.07%
5,848
-156
-3% -$9.1K
ETN icon
216
Eaton
ETN
$174B
$325K 0.07%
2,179
-16
-0.7% -$2.56K
SPYG icon
217
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$323K 0.07%
+5,051
New +$334K
CODI icon
218
Compass Diversified
CODI
$828M
$322K 0.07%
11,421
+462
+4% +$12.7K
CSX icon
219
CSX Corp
CSX
$93.1B
$322K 0.07%
10,835
+200
+2% +$6.4K
ITOT icon
220
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$321K 0.07%
3,260
+341
+12% +$34.5K
MRVL icon
221
Marvell Technology
MRVL
$196B
$321K 0.07%
5,320
-200
-4% -$12K
VLUE icon
222
iShares MSCI USA Value Factor ETF
VLUE
$9.44B
$321K 0.07%
3,189
+7
+0.2% +$727
DBEF icon
223
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$320K 0.07%
8,483
– –
AGGY icon
224
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$319K 0.07%
6,150
+933
+18% +$49.1K
IEFA icon
225
iShares Core MSCI EAFE ETF
IEFA
$196B
$319K 0.07%
4,289
+1,090
+34% +$82.9K
7 8
9
10 11

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DAM
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PHS
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MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Golden State Wealth Management held 335 positions worth $460M, up 1.4% from $454M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management's Q3 2021 filing shows 28 new, 137 increased, 109 reduced and 28 closed positions. Its largest new stake was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M. The largest sale was KraneShares CSI China Internet ETF, an estimated $1.77M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2021 buy was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q3 2021, an estimated $1.7M increase.
  • Golden State Wealth Management's biggest Q3 2021 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $1.08M.
  • Golden State Wealth Management fully exited KraneShares CSI China Internet ETF in Q3 2021, selling an estimated $1.77M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $460M portfolio in Q3 2021.
  • Golden State Wealth Management opened 28 new positions and closed 28 in Q3 2021.
  • Golden State Wealth Management's portfolio value rose 1.4% quarter-over-quarter to $460M.

Based on Golden State Wealth Management's 13F filing for Q3 2021, filed 15 Nov 2021.