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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$41.8M
Cap. Flow
-$50.9M
Cap. Flow %
-16.78%
Top 10 Hldgs %
44.6%
Holding
248
New
11
Increased
52
Reduced
122
Closed
49

Top Buys

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.94M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.21M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$813K
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$774K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$685K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$6.69M
2
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.57M
3
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$3.3M
4
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.37M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 8.37%
2 Consumer Discretionary 5.88%
3 Financials 4.9%
4 Communication Services 4.07%
5 Healthcare 2.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADSK icon
201
Autodesk
ADSK
$52.6B
– –
-721
Closed -$220K
AGGY icon
202
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
– –
-44,090
Closed -$2.37M
ALL icon
203
Allstate
ALL
$67.5B
– –
-2,469
Closed -$271K
AMT icon
204
American Tower
AMT
$80.4B
– –
-1,398
Closed -$314K
AWK icon
205
American Water Works
AWK
$26.9B
– –
-1,775
Closed -$272K
CFA icon
206
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
– –
-57,339
Closed -$3.57M
CRBN icon
207
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
– –
-1,478
Closed -$219K
DON icon
208
WisdomTree US MidCap Dividend Fund
DON
$4.09B
– –
-29,699
Closed -$1.03M
DSI icon
209
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
– –
-4,139
Closed -$296K
ECL icon
210
Ecolab
ECL
$79.9B
– –
-1,252
Closed -$271K
EES icon
211
WisdomTree US SmallCap Earnings Fund
EES
$731M
– –
-24,155
Closed -$940K
EIX icon
212
Edison International
EIX
$26.4B
– –
-3,727
Closed -$234K
ENB icon
213
Enbridge
ENB
$112B
– –
-6,584
Closed -$211K
FTSD icon
214
Franklin Short Duration US Government ETF
FTSD
$302M
– –
-16,884
Closed -$1.62M
GAL icon
215
State Street Global Allocation ETF
GAL
$313M
– –
-15,028
Closed -$642K
HON icon
216
Honeywell
HON
$78B
– –
-1,305
Closed -$262K
HTRB icon
217
Hartford Total Return Bond ETF
HTRB
$2.22B
– –
-79,012
Closed -$3.3M
IBM icon
218
IBM
IBM
$224B
– –
-2,113
Closed -$254K
IHI icon
219
iShares US Medical Devices ETF
IHI
$3.38B
– –
-5,016
Closed -$274K
IP icon
220
International Paper
IP
$22B
– –
-4,475
Closed -$211K
KO icon
221
Coca-Cola
KO
$375B
– –
-8,498
Closed -$466K
MBB icon
222
iShares MBS ETF
MBB
$39.1B
– –
-3,299
Closed -$363K
MDT icon
223
Medtronic
MDT
$112B
– –
-2,912
Closed -$341K
NEE icon
224
NextEra Energy
NEE
$177B
– –
-5,150
Closed -$397K
NVCR icon
225
NovoCure
NVCR
$1.91B
– –
-1,406
Closed -$243K
6 7 8
9
10

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KCM
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PWA
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Golden State Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Golden State Wealth Management held 248 positions worth $303M, down 12% from $345M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Golden State Wealth Management withdrew a net $50.9M in Q1 2021, closing 49 positions and reducing 122 holdings. Its most notable exit was VictoryShares US 500 Volatility Wtd ETF, an estimated $3.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Industrial Select Sector SPDR ETF worth $422K.

  • Golden State Wealth Management's largest Q1 2021 buy was State Street Industrial Select Sector SPDR ETF: 4,295 shares worth $422K.
  • Golden State Wealth Management added most to State Street SPDR Portfolio Aggregate Bond ETF in Q1 2021, an estimated $1.94M increase.
  • Golden State Wealth Management's biggest Q1 2021 reduction was Apple, cutting an estimated $6.69M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q1 2021, selling an estimated $3.57M.
  • Golden State Wealth Management's ten largest holdings make up 45% of its $303M portfolio in Q1 2021.
  • Golden State Wealth Management opened 11 new positions and closed 49 in Q1 2021.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q1 2021, filed 14 May 2021.