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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
Cap. Flow
-$46.3M
Cap. Flow %
-15.46%
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$30.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$74M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.5M
4
AAPL icon
Apple
AAPL
+$3.26M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.26M

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Consumer Discretionary 5.56%
3 Financials 4.42%
4 Communication Services 3.39%
5 Healthcare 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
201
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$179K 0.06%
+1,468
New +$179K
IEFA icon
202
iShares Core MSCI EAFE ETF
IEFA
$196B
$179K 0.06%
+2,976
New +$179K
IWD icon
203
iShares Russell 1000 Value ETF
IWD
$83.7B
$179K 0.06%
+1,517
New +$180K
VLUE icon
204
iShares MSCI USA Value Factor ETF
VLUE
$9.44B
$175K 0.06%
+2,368
New +$176K
PPBI
205
DELISTED
Pacific Premier Bancorp
PPBI
$172K 0.06%
+8,536
New +$181K
TJX icon
206
TJX Companies
TJX
$178B
$172K 0.06%
3,086
-1,026
-25% -$55.3K
TWTR
207
DELISTED
Twitter, Inc.
TWTR
$171K 0.06%
+3,845
New +$148K
AJG icon
208
Arthur J. Gallagher & Co
AJG
$63.6B
$170K 0.06%
+1,609
New +$167K
SHYG icon
209
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$169K 0.06%
3,840
-1,686
-31% -$74.1K
BNDX icon
210
Vanguard Total International Bond ETF
BNDX
$82.2B
$167K 0.06%
+2,878
New +$167K
PTLC icon
211
Pacer Trendpilot US Large Cap ETF
PTLC
$3.38B
$167K 0.06%
+5,646
New +$164K
HYG icon
212
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$158K 0.05%
1,884
-7,553
-80% -$636K
DEO icon
213
Diageo
DEO
$53.6B
$156K 0.05%
+1,136
New +$157K
NVCR icon
214
NovoCure
NVCR
$1.91B
$156K 0.05%
+1,400
New +$112K
SPGM icon
215
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.78B
$155K 0.05%
+3,581
New +$153K
PGX icon
216
Invesco Preferred ETF
PGX
$3.79B
$154K 0.05%
10,448
-15,471
-60% -$227K
FPE icon
217
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$152K 0.05%
+7,931
New +$151K
DVY icon
218
iShares Select Dividend ETF
DVY
$23.6B
$150K 0.05%
+1,836
New +$153K
TER icon
219
Teradyne
TER
$59.3B
$150K 0.05%
+1,891
New +$160K
YLD icon
220
Principal Active High Yield ETF
YLD
$584M
$149K 0.05%
+7,890
New +$148K
BSCP
221
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$148K 0.05%
+6,600
New +$148K
RUN icon
222
Sunrun
RUN
$2.46B
$148K 0.05%
+1,920
New +$90.4K
BSCO
223
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$146K 0.05%
+6,600
New +$147K
IDEV icon
224
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$144K 0.05%
+2,660
New +$144K
BSCN
225
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$144K 0.05%
+6,600
New +$144K
7 8
9
10 11

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.

  • Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.