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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
201
DELISTED
Comerica
CMA
– –
-571
Closed -$38K
CMCSA icon
202
Comcast
CMCSA
$87.1B
– –
-6,853
Closed -$309K
CMF icon
203
iShares California Muni Bond ETF
CMF
$4.61B
– –
-827
Closed -$51K
CMG icon
204
Chipotle Mexican Grill
CMG
$44.1B
– –
-500
Closed -$8K
CMI icon
205
Cummins
CMI
$89.9B
– –
-42
Closed -$7K
CMS icon
206
CMS Energy
CMS
$22.3B
– –
-11
Closed -$1K
CNC icon
207
Centene
CNC
$32.8B
– –
-948
Closed -$41K
CNNE icon
208
Cannae Holdings
CNNE
$657M
– –
-857
Closed -$24K
CNQ icon
209
Canadian Natural Resources
CNQ
$95.2B
– –
-129
Closed -$2K
CODI icon
210
Compass Diversified
CODI
$830M
– –
-11,000
Closed -$217K
COF icon
211
Capital One
COF
$137B
– –
-948
Closed -$86K
COP icon
212
CALL
ConocoPhillips
COP
$141B
– –
-12
Closed -$1K
COP icon
213
ConocoPhillips
COP
$141B
– –
-4,447
Closed -$253K
COPX icon
214
Global X Copper Miners ETF NEW
COPX
$8.06B
– –
-310
Closed -$5K
COST icon
215
Costco
COST
$419B
– –
-3,866
Closed -$1.11M
CPB icon
216
Campbell Soup
CPB
$6.77B
– –
-1,700
Closed -$80K
CPRT icon
217
Copart
CPRT
$26.7B
– –
-3,000
Closed -$60K
CPRX
218
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-3,000
Closed -$16K
CRBN icon
219
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
– –
-1,209
Closed -$145K
CRM icon
220
Salesforce
CRM
$158B
– –
-2,509
Closed -$372K
CRNT icon
221
Ceragon Networks
CRNT
$201M
– –
-50
Closed –
CRON
222
Cronos Group
CRON
$1.04B
– –
-400
Closed -$4K
CRS icon
223
Carpenter Technology
CRS
$28.8B
– –
-52
Closed -$3K
CRWD icon
224
CrowdStrike
CRWD
$217B
– –
-1,000
Closed -$15K
CSB icon
225
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$274M
– –
-1,069
Closed -$47K
7 8
9
10 11

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PHS
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MAM
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LCM
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KCM
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DAM
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CF
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MIA
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Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.