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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
201
CSX Corp
CSX
$92.3B
$235K 0.07%
9,135
+1,530
+20% +$39.4K
MMM icon
202
3M
MMM
$91.3B
$233K 0.07%
1,613
+464
+40% +$71.4K
HON icon
203
Honeywell
HON
$78B
$232K 0.07%
1,410
-1,189
-46% -$189K
ADSK icon
204
Autodesk
ADSK
$49.8B
$228K 0.07%
1,400
-75
-5% -$12.6K
PEP icon
205
PepsiCo
PEP
$190B
$228K 0.07%
1,743
-10
-0.6% -$1.28K
TOTL icon
206
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$227K 0.07%
4,627
– –
ABR icon
207
Arbor Realty Trust
ABR
$993M
$224K 0.07%
18,539
+16,389
+762% +$213K
LAND
208
Gladstone Land Corp
LAND
$351M
$224K 0.07%
19,436
+1,550
+9% +$19.2K
LOW icon
209
Lowe's Companies
LOW
$118B
$224K 0.07%
2,226
-86
-4% -$9.07K
DLN icon
210
WisdomTree US LargeCap Dividend Fund
DLN
$6.3B
$222K 0.07%
4,598
-700
-13% -$33.4K
NOBL icon
211
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$222K 0.07%
6,422
-2
-0% -$68
KO icon
212
Coca-Cola
KO
$374B
$218K 0.07%
4,300
-105
-2% -$5.15K
UBER icon
213
Uber
UBER
$145B
$215K 0.07%
+4,654
New +$198K
SCHE icon
214
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$213K 0.07%
8,132
-4,472
-35% -$116K
TEVA icon
215
Teva Pharmaceuticals
TEVA
$40B
$212K 0.07%
23,000
– –
QQQX icon
216
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.47B
$211K 0.07%
9,454
-184
-2% -$4.12K
VHT icon
217
Vanguard Health Care ETF
VHT
$18.1B
$211K 0.07%
1,218
-1,104
-48% -$186K
CODI icon
218
Compass Diversified
CODI
$788M
$210K 0.07%
11,000
– –
GHYG icon
219
iShares US & Intl High Yield Corp Bond ETF
GHYG
$198M
$209K 0.07%
4,256
+3,164
+290% +$154K
GVA icon
220
Granite Construction
GVA
$5.43B
$209K 0.07%
4,355
-411
-9% -$18K
AWF
221
AllianceBernstein Global High Income Fund
AWF
$876M
$206K 0.07%
+17,545
New +$205K
HASI icon
222
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$206K 0.07%
7,315
+6,800
+1,320% +$181K
VMW
223
DELISTED
VMware, Inc
VMW
$206K 0.07%
1,237
+137
+12% +$25.7K
VMBS icon
224
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$205K 0.07%
3,899
+2,375
+156% +$124K
IWF icon
225
iShares Russell 1000 Growth ETF
IWF
$124B
$204K 0.06%
5,184
– –
7 8
9
10 11

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MAM
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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.