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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$41.8M
Cap. Flow
-$50.9M
Cap. Flow %
-16.78%
Top 10 Hldgs %
44.6%
Holding
248
New
11
Increased
52
Reduced
122
Closed
49

Top Buys

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.94M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.21M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$813K
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$774K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$685K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$6.69M
2
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.57M
3
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$3.3M
4
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.37M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 8.37%
2 Consumer Discretionary 5.88%
3 Financials 4.9%
4 Communication Services 4.07%
5 Healthcare 2.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
176
iShares S&P 500 Growth ETF
IVW
$77.6B
$234K 0.08%
3,594
– –
MDY icon
177
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$231K 0.08%
487
-61
-11% -$27.8K
SCHG icon
178
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$231K 0.08%
14,248
– –
TER icon
179
Teradyne
TER
$59.3B
$230K 0.08%
1,892
-50
-3% -$6.28K
IWD icon
180
iShares Russell 1000 Value ETF
IWD
$83.7B
$229K 0.08%
1,517
-35
-2% -$5.06K
IWF icon
181
iShares Russell 1000 Growth ETF
IWF
$128B
$228K 0.08%
3,764
-104
-3% -$6.33K
NOW icon
182
ServiceNow
NOW
$129B
$226K 0.07%
2,260
+240
+12% +$25.3K
MP icon
183
MP Materials
MP
$9.1B
$225K 0.07%
6,280
– –
ARKK icon
184
ARK Innovation ETF
ARKK
$6.31B
$224K 0.07%
+1,872
New +$253K
GILD icon
185
Gilead Sciences
GILD
$165B
$223K 0.07%
3,462
-882
-20% -$56.9K
UPS icon
186
United Parcel Service
UPS
$88.9B
$223K 0.07%
1,316
-2,556
-66% -$413K
PM icon
187
Philip Morris
PM
$295B
$222K 0.07%
2,509
-649
-21% -$55.1K
BMY icon
188
Bristol-Myers Squibb
BMY
$132B
$219K 0.07%
3,471
-1,849
-35% -$115K
IGSB icon
189
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$215K 0.07%
3,938
-2,736
-41% -$150K
DFP
190
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$214K 0.07%
7,136
+69
+1% +$2.02K
RSP icon
191
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$213K 0.07%
+1,507
New +$203K
LIN icon
192
Linde
LIN
$226B
$210K 0.07%
753
-944
-56% -$245K
EFV icon
193
iShares MSCI EAFE Value ETF
EFV
$29.4B
$209K 0.07%
+4,108
New +$204K
REGN icon
194
Regeneron Pharmaceuticals
REGN
$80.8B
$206K 0.07%
+437
New +$213K
BIIB icon
195
Biogen
BIIB
$30.7B
$205K 0.07%
736
-188
-20% -$50.7K
DVY icon
196
iShares Select Dividend ETF
DVY
$23.6B
$203K 0.07%
+1,781
New +$188K
CGC
197
Canopy Growth
CGC
$410M
$202K 0.07%
+631
New +$223K
GE icon
198
GE Aerospace
GE
$384B
$149K 0.05%
2,278
-530
-19% -$32.1K
SRNE
199
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$82K 0.03%
10,000
– –
ABT icon
200
Abbott
ABT
$187B
– –
-5,614
Closed -$614K
6 7
8
9 10

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MAM
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KCM
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MIA
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PWA
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Golden State Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Golden State Wealth Management held 248 positions worth $303M, down 12% from $345M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Golden State Wealth Management withdrew a net $50.9M in Q1 2021, closing 49 positions and reducing 122 holdings. Its most notable exit was VictoryShares US 500 Volatility Wtd ETF, an estimated $3.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Industrial Select Sector SPDR ETF worth $422K.

  • Golden State Wealth Management's largest Q1 2021 buy was State Street Industrial Select Sector SPDR ETF: 4,295 shares worth $422K.
  • Golden State Wealth Management added most to State Street SPDR Portfolio Aggregate Bond ETF in Q1 2021, an estimated $1.94M increase.
  • Golden State Wealth Management's biggest Q1 2021 reduction was Apple, cutting an estimated $6.69M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q1 2021, selling an estimated $3.57M.
  • Golden State Wealth Management's ten largest holdings make up 45% of its $303M portfolio in Q1 2021.
  • Golden State Wealth Management opened 11 new positions and closed 49 in Q1 2021.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q1 2021, filed 14 May 2021.