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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
Cap. Flow
-$46.3M
Cap. Flow %
-15.46%
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$30.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$74M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.5M
4
AAPL icon
Apple
AAPL
+$3.26M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.26M

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Consumer Discretionary 5.56%
3 Financials 4.42%
4 Communication Services 3.39%
5 Healthcare 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPST icon
176
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$234K 0.08%
4,599
-19,779
-81% -$1.01M
ESGE icon
177
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$233K 0.08%
+6,543
New +$232K
ALL icon
178
Allstate
ALL
$67.5B
$228K 0.08%
2,421
-50
-2% -$4.67K
IWM icon
179
iShares Russell 2000 ETF
IWM
$83B
$226K 0.08%
+1,512
New +$227K
SOXX icon
180
iShares Semiconductor ETF
SOXX
$48.7B
$226K 0.08%
2,226
– –
UPS icon
181
United Parcel Service
UPS
$88.9B
$222K 0.07%
1,335
-2,879
-68% -$419K
HLT icon
182
Hilton Worldwide
HLT
$71.5B
$221K 0.07%
2,585
-318
-11% -$26.6K
MU icon
183
Micron Technology
MU
$991B
$221K 0.07%
4,709
+822
+21% +$39.8K
BIG
184
DELISTED
Big Lots, Inc.
BIG
$219K 0.07%
4,900
-500
-9% -$22.5K
SCHE icon
185
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$218K 0.07%
+8,132
New +$217K
IGSB icon
186
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$213K 0.07%
3,883
-2,637
-40% -$145K
MINT icon
187
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$212K 0.07%
2,074
-2,202
-51% -$224K
NOBL icon
188
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$210K 0.07%
+5,810
New +$209K
IVW icon
189
iShares S&P 500 Growth ETF
IVW
$77.6B
$208K 0.07%
+3,592
New +$203K
WFC icon
190
Wells Fargo
WFC
$264B
$208K 0.07%
8,842
-352
-4% -$8.67K
IWF icon
191
iShares Russell 1000 Growth ETF
IWF
$128B
$204K 0.07%
+3,764
New +$198K
SWKS icon
192
Skyworks Solutions
SWKS
$10.6B
$203K 0.07%
+1,395
New +$194K
BSV icon
193
Vanguard Short-Term Bond ETF
BSV
$44.6B
$199K 0.07%
2,397
-5,713
-70% -$475K
LEN icon
194
Lennar Class A
LEN
$21.2B
$196K 0.07%
+2,479
New +$176K
MRVL icon
195
Marvell Technology
MRVL
$196B
$192K 0.06%
+4,845
New +$178K
TGT icon
196
Target
TGT
$68B
$192K 0.06%
+1,219
New +$167K
DFP
197
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$191K 0.06%
6,998
-1,381
-16% -$36.1K
PM icon
198
Philip Morris
PM
$295B
$188K 0.06%
2,507
-416
-14% -$32.1K
IPFF
199
DELISTED
iShares International Preferred Stock ETF
IPFF
$182K 0.06%
+12,972
New +$179K
CACG
200
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$180K 0.06%
+4,550
New +$175K
6 7
8
9 10

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MAM
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KCM
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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.

  • Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.