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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CC icon
176
Chemours
CC
$2.23B
– –
-88
Closed -$1K
CCEP icon
177
Coca-Cola Europacific Partners
CCEP
$47.4B
– –
-150
Closed -$8K
CCI icon
178
Crown Castle
CCI
$31.3B
– –
-84
Closed -$12K
CCL icon
179
Carnival Corporation Ltd
CCL
$40.7B
– –
-1,703
Closed -$74K
CDC icon
180
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$739M
– –
-903
Closed -$42K
CDW icon
181
CDW
CDW
$17.5B
– –
-944
Closed -$116K
CE icon
182
Celanese
CE
$4.54B
– –
-201
Closed -$25K
CFA icon
183
VictoryShares US 500 Volatility Wtd ETF
CFA
$548M
– –
-174,909
Closed -$9.26M
CFO icon
184
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$423M
– –
-675
Closed -$33K
CG icon
185
Carlyle Group
CG
$18.1B
– –
-735
Closed -$19K
CFR icon
186
Cullen/Frost Bankers
CFR
$10.4B
– –
-48
Closed -$4K
CGC
187
Canopy Growth
CGC
$389M
– –
-703
Closed -$161K
CHCO icon
188
City Holding Co
CHCO
$2.05B
– –
-540
Closed -$41K
CHKP icon
189
Check Point Software Technologies
CHKP
$12.6B
– –
-176
Closed -$19K
CHRD icon
190
Chord Energy
CHRD
$7.42B
– –
-13,845
Closed -$48K
CHRW icon
191
C.H. Robinson
CHRW
$18B
– –
-16
Closed -$1K
CHTR icon
192
Charter Communications
CHTR
$18B
– –
-8
Closed -$3K
CHWY icon
193
Chewy
CHWY
$9.7B
– –
-500
Closed -$12K
CHY
194
Calamos Convertible and High Income Fund
CHY
$1.04B
– –
-1,250
Closed -$14K
CI icon
195
Cigna
CI
$71.4B
– –
-51
Closed -$8K
CIBR icon
196
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
– –
-500
Closed -$14K
CIM
197
Chimera Investment
CIM
$979M
– –
-2,550
Closed -$150K
CINF icon
198
Cincinnati Financial
CINF
$27.4B
– –
-971
Closed -$113K
CL icon
199
Colgate-Palmolive
CL
$73.6B
– –
-508
Closed -$37K
CLX icon
200
Clorox
CLX
$12.5B
– –
-1,453
Closed -$221K
6 7
8
9 10

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MAM
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LCM
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KCM
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CF
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MIA
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Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.