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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
176
NXP Semiconductors
NXPI
$56B
$282K 0.09%
2,890
– –
AMGN icon
177
Amgen
AMGN
$205B
$280K 0.09%
1,520
-65
-4% -$11.6K
CMCSA icon
178
Comcast
CMCSA
$87.7B
$279K 0.09%
6,612
-36
-0.5% -$1.52K
ABBV icon
179
AbbVie
ABBV
$435B
$278K 0.09%
3,833
+153
+4% +$12K
PTLC icon
180
Pacer Trendpilot US Large Cap ETF
PTLC
$3.3B
$276K 0.09%
9,048
-1
-0% -$30
WPC icon
181
W.P. Carey
WPC
$16.7B
$271K 0.09%
3,412
+26
+0.8% +$2.06K
COP icon
182
ConocoPhillips
COP
$145B
$267K 0.08%
4,389
+1,247
+40% +$77.6K
DBC icon
183
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$266K 0.08%
16,930
-141
-0.8% -$2.23K
FBT icon
184
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.71B
$265K 0.08%
1,885
– –
RTN
185
DELISTED
Raytheon Company
RTN
$265K 0.08%
1,525
-1,263
-45% -$227K
ORCL icon
186
Oracle
ORCL
$395B
$262K 0.08%
4,602
-765
-14% -$41.4K
EWC icon
187
iShares MSCI Canada ETF
EWC
$6.15B
$261K 0.08%
9,148
-104
-1% -$2.93K
LUV icon
188
Southwest Airlines
LUV
$22.7B
$259K 0.08%
5,120
– –
IWN icon
189
iShares Russell 2000 Value ETF
IWN
$14.5B
$254K 0.08%
2,111
-16
-0.8% -$1.93K
IBB icon
190
iShares Biotechnology ETF
IBB
$9.2B
$253K 0.08%
2,323
-108
-4% -$11.5K
ALL icon
191
Allstate
ALL
$67.8B
$251K 0.08%
2,471
– –
ARCC icon
192
Ares Capital
ARCC
$13.8B
$251K 0.08%
14,018
+8
+0.1% +$142
QUS icon
193
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.55B
$251K 0.08%
2,917
+41
+1% +$3.47K
SPLK
194
DELISTED
Splunk Inc
SPLK
$251K 0.08%
2,000
– –
SCHG icon
195
Schwab US Large-Cap Growth ETF
SCHG
$61B
$250K 0.08%
24,048
-13,104
-35% -$133K
DFP
196
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$426M
$249K 0.08%
9,974
+90
+0.9% +$2.19K
FMB icon
197
First Trust Managed Municipal ETF
FMB
$2.05B
$242K 0.08%
+4,436
New +$241K
IUSB icon
198
iShares Core Universal USD Bond ETF
IUSB
$43B
$242K 0.08%
4,699
+4,418
+1,572% +$224K
AEP icon
199
American Electric Power
AEP
$69.8B
$240K 0.08%
2,727
-21
-0.8% -$1.81K
TMO icon
200
Thermo Fisher Scientific
TMO
$213B
$239K 0.08%
815
+111
+16% +$30.6K
6 7
8
9 10

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.