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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$581M
AUM Growth
+$121M
Cap. Flow
+$83.9M
Cap. Flow %
14.45%
Top 10 Hldgs %
33.37%
Holding
377
New
70
Increased
209
Reduced
62
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.69M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$2.9M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.81M
4
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$2.58M
5
SPGM icon
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
+$2.09M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$980K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$917K
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$869K
4
LMT icon
Lockheed Martin
LMT
+$541K
5
ITW icon
Illinois Tool Works
ITW
+$424K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Consumer Discretionary 6.25%
3 Financials 5.03%
4 Industrials 4.98%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMQQ icon
151
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$278M
$820K 0.14%
19,109
-476
-2% -$23.1K
VWO icon
152
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$818K 0.14%
16,544
+330
+2% +$16.6K
PZC
153
DELISTED
PIMCO California Municipal Income Fund III
PZC
$814K 0.14%
73,315
+714
+1% +$7.79K
HTGC icon
154
Hercules Capital
HTGC
$3.23B
$809K 0.14%
48,790
+19,704
+68% +$334K
MRK icon
155
Merck
MRK
$318B
$798K 0.14%
10,410
+5,231
+101% +$417K
RTX icon
156
RTX Corp
RTX
$301B
$794K 0.14%
9,232
+5,638
+157% +$491K
VEA icon
157
Vanguard FTSE Developed Markets ETF
VEA
$236B
$787K 0.14%
15,409
+625
+4% +$32.1K
SPSM icon
158
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$785K 0.14%
17,565
-389
-2% -$17.3K
CAT icon
159
Caterpillar
CAT
$387B
$773K 0.13%
3,739
+530
+17% +$107K
CLX icon
160
Clorox
CLX
$12.7B
$769K 0.13%
4,410
+722
+20% +$120K
CSX icon
161
CSX Corp
CSX
$93.1B
$728K 0.13%
19,355
+8,520
+79% +$300K
EFV icon
162
iShares MSCI EAFE Value ETF
EFV
$29.4B
$717K 0.12%
14,238
+6,540
+85% +$334K
RACE icon
163
Ferrari
RACE
$72.5B
$708K 0.12%
2,736
– –
VO icon
164
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$703K 0.12%
11,032
+244
+2% +$15.3K
UPS icon
165
United Parcel Service
UPS
$88.9B
$700K 0.12%
3,266
+1,894
+138% +$385K
AWK icon
166
American Water Works
AWK
$26.9B
$694K 0.12%
3,673
+186
+5% +$32.5K
MNST icon
167
Monster Beverage
MNST
$88.4B
$690K 0.12%
14,374
+2,162
+18% +$96.1K
VB icon
168
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$690K 0.12%
3,054
+129
+4% +$29.3K
APO icon
169
Apollo Global Management
APO
$73.4B
$678K 0.12%
9,361
+4,244
+83% +$306K
CHE icon
170
Chemed
CHE
$7.22B
$670K 0.12%
1,266
+278
+28% +$133K
BIV icon
171
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$666K 0.11%
7,601
-464
-6% -$41.2K
AEP icon
172
American Electric Power
AEP
$68.4B
$664K 0.11%
7,464
+283
+4% +$23.9K
BND icon
173
Vanguard Total Bond Market
BND
$158B
$649K 0.11%
7,660
-499
-6% -$42.5K
IXN icon
174
iShares Global Tech ETF
IXN
$8.83B
$646K 0.11%
10,037
+1,477
+17% +$90.8K
AMGN icon
175
Amgen
AMGN
$222B
$634K 0.11%
2,817
+769
+38% +$162K
5 6
7
8 9

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MAM
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KCM
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Golden State Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Golden State Wealth Management held 377 positions worth $581M, up 26% from $460M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management deployed $83.9M of net new capital in Q4 2021, opening 70 new positions and adding to 209 existing holdings. Its largest new stake was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 ETF, an estimated $980K trimmed.

  • Golden State Wealth Management's largest Q4 2021 buy was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.
  • Golden State Wealth Management added most to Apple in Q4 2021, an estimated $5.69M increase.
  • Golden State Wealth Management's biggest Q4 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $980K.
  • Golden State Wealth Management fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $869K.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $581M portfolio in Q4 2021.
  • Golden State Wealth Management opened 70 new positions and closed 16 in Q4 2021.
  • Golden State Wealth Management's portfolio value rose 26% quarter-over-quarter to $581M.

Based on Golden State Wealth Management's 13F filing for Q4 2021, filed 14 Feb 2022.