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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$460M
AUM Growth
+$6.25M
Cap. Flow
+$9.52M
Cap. Flow %
2.07%
Top 10 Hldgs %
36.12%
Holding
335
New
28
Increased
137
Reduced
109
Closed
28

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.7M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.02M
3
ASML icon
ASML
ASML
+$892K
4
MANH icon
Manhattan Associates
MANH
+$882K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$870K

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.77M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.08M
3
BABA icon
Alibaba
BABA
+$873K
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$635K
5
CSCO icon
Cisco
CSCO
+$596K

Sector Composition

Rank Sector Weight
1 Technology 8.63%
2 Consumer Discretionary 6.54%
3 Financials 5.17%
4 Industrials 4.96%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNST icon
151
Monster Beverage
MNST
$88.5B
$542K 0.12%
12,212
+340
+3% +$16.1K
ABNB icon
152
Airbnb
ABNB
$107B
$538K 0.12%
3,206
+249
+8% +$38K
SMG icon
153
ScottsMiracle-Gro
SMG
$3.66B
$536K 0.12%
3,660
+427
+13% +$70K
EFAV icon
154
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$522K 0.11%
6,923
– –
XLV icon
155
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$515K 0.11%
4,045
-218
-5% -$28.8K
ABBV icon
156
AbbVie
ABBV
$435B
$512K 0.11%
4,748
-106
-2% -$12.1K
TLT icon
157
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$511K 0.11%
3,539
+132
+4% +$19.6K
TSCO icon
158
Tractor Supply
TSCO
$18B
$511K 0.11%
12,605
+590
+5% +$22.9K
ITA icon
159
iShares US Aerospace & Defense ETF
ITA
$14.7B
$509K 0.11%
4,886
+559
+13% +$59.3K
T icon
160
AT&T
T
$163B
$506K 0.11%
24,806
-534
-2% -$11.2K
EEM icon
161
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$501K 0.11%
9,947
-501
-5% -$26.1K
GGG icon
162
Graco
GGG
$13.5B
$497K 0.11%
7,108
+232
+3% +$17.8K
JNJ icon
163
Johnson & Johnson
JNJ
$625B
$496K 0.11%
3,073
-41
-1% -$7K
IVZ icon
164
Invesco
IVZ
$13.9B
$494K 0.11%
20,500
– –
CSCO icon
165
Cisco
CSCO
$479B
$493K 0.11%
9,057
-10,616
-54% -$596K
VCSH icon
166
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$489K 0.11%
5,935
+819
+16% +$67.7K
IXN icon
167
iShares Global Tech ETF
IXN
$8.83B
$485K 0.11%
8,560
+658
+8% +$38.5K
HTGC icon
168
Hercules Capital
HTGC
$3.23B
$483K 0.11%
+29,086
New +$495K
XLE icon
169
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$482K 0.1%
18,520
+348
+2% +$8.62K
NOC icon
170
Northrop Grumman
NOC
$81.2B
$475K 0.1%
1,319
+5
+0.4% +$1.81K
IWR icon
171
iShares Russell Mid-Cap ETF
IWR
$57.4B
$472K 0.1%
6,036
-1
-0% -$80
MKC icon
172
McCormick & Company Non-Voting
MKC
$14.2B
$471K 0.1%
5,817
+60
+1% +$5.15K
FICO icon
173
Fair Isaac
FICO
$22.5B
$470K 0.1%
1,182
+23
+2% +$10.9K
EFA icon
174
iShares MSCI EAFE ETF
EFA
$80.2B
$468K 0.1%
6,001
-20
-0.3% -$1.6K
CHE icon
175
Chemed
CHE
$7.22B
$460K 0.1%
988
+54
+6% +$25.5K
5 6
7
8 9

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MAM
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KCM
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DAM
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PWA
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Golden State Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Golden State Wealth Management held 335 positions worth $460M, up 1.4% from $454M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management's Q3 2021 filing shows 28 new, 137 increased, 109 reduced and 28 closed positions. Its largest new stake was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M. The largest sale was KraneShares CSI China Internet ETF, an estimated $1.77M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2021 buy was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q3 2021, an estimated $1.7M increase.
  • Golden State Wealth Management's biggest Q3 2021 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $1.08M.
  • Golden State Wealth Management fully exited KraneShares CSI China Internet ETF in Q3 2021, selling an estimated $1.77M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $460M portfolio in Q3 2021.
  • Golden State Wealth Management opened 28 new positions and closed 28 in Q3 2021.
  • Golden State Wealth Management's portfolio value rose 1.4% quarter-over-quarter to $460M.

Based on Golden State Wealth Management's 13F filing for Q3 2021, filed 15 Nov 2021.