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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$41.8M
Cap. Flow
-$50.9M
Cap. Flow %
-16.78%
Top 10 Hldgs %
44.6%
Holding
248
New
11
Increased
52
Reduced
122
Closed
49

Top Buys

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.94M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.21M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$813K
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$774K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$685K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$6.69M
2
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.57M
3
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$3.3M
4
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.37M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 8.37%
2 Consumer Discretionary 5.88%
3 Financials 4.9%
4 Communication Services 4.07%
5 Healthcare 2.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHF icon
151
Schwab International Equity ETF
SCHF
$68.7B
$298K 0.1%
15,852
+1,496
+10% +$27.9K
ESGE icon
152
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$295K 0.1%
6,826
-6,694
-50% -$298K
VCIT icon
153
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$291K 0.1%
3,135
-10
-0.3% -$950
XLE icon
154
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$291K 0.1%
+11,882
New +$274K
LOW icon
155
Lowe's Companies
LOW
$125B
$284K 0.09%
1,498
-554
-27% -$95.1K
SOXX icon
156
iShares Semiconductor ETF
SOXX
$48.7B
$280K 0.09%
1,983
-543
-21% -$74.3K
SPDW icon
157
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$278K 0.09%
7,868
-179
-2% -$6.28K
FBT icon
158
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$274K 0.09%
1,711
– –
ITOT icon
159
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$266K 0.09%
2,913
-194
-6% -$17.4K
PEP icon
160
PepsiCo
PEP
$190B
$265K 0.09%
1,875
-995
-35% -$137K
APO icon
161
Apollo Global Management
APO
$73.4B
$261K 0.09%
5,562
-5,426
-49% -$264K
FMB icon
162
First Trust Managed Municipal ETF
FMB
$2.06B
$261K 0.09%
4,641
– –
ISRG icon
163
Intuitive Surgical
ISRG
$134B
$260K 0.09%
1,059
-45
-4% -$11.3K
CODI icon
164
Compass Diversified
CODI
$828M
$257K 0.08%
11,117
+4
+0% +$90
EW icon
165
Edwards Lifesciences
EW
$51.7B
$250K 0.08%
3,000
-541
-15% -$45.7K
NOBL icon
166
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$250K 0.08%
5,814
+2
+0% +$82
INTC icon
167
Intel
INTC
$513B
$249K 0.08%
3,890
-4,612
-54% -$275K
TGT icon
168
Target
TGT
$68B
$248K 0.08%
1,254
-407
-25% -$76.2K
IEFA icon
169
iShares Core MSCI EAFE ETF
IEFA
$196B
$247K 0.08%
3,430
-525
-13% -$37.5K
MDLZ icon
170
Mondelez International
MDLZ
$79.9B
$243K 0.08%
4,158
-4,464
-52% -$252K
VMBS icon
171
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$243K 0.08%
4,571
-444
-9% -$23.9K
MRVL icon
172
Marvell Technology
MRVL
$196B
$241K 0.08%
4,928
-17
-0.3% -$833
SWKS icon
173
Skyworks Solutions
SWKS
$10.6B
$241K 0.08%
1,315
-111
-8% -$19.3K
UNP icon
174
Union Pacific
UNP
$174B
$240K 0.08%
1,092
-1,547
-59% -$325K
ACN icon
175
Accenture
ACN
$108B
$237K 0.08%
858
-438
-34% -$113K
5 6
7
8 9

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Golden State Wealth Management held 248 positions worth $303M, down 12% from $345M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Golden State Wealth Management withdrew a net $50.9M in Q1 2021, closing 49 positions and reducing 122 holdings. Its most notable exit was VictoryShares US 500 Volatility Wtd ETF, an estimated $3.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Industrial Select Sector SPDR ETF worth $422K.

  • Golden State Wealth Management's largest Q1 2021 buy was State Street Industrial Select Sector SPDR ETF: 4,295 shares worth $422K.
  • Golden State Wealth Management added most to State Street SPDR Portfolio Aggregate Bond ETF in Q1 2021, an estimated $1.94M increase.
  • Golden State Wealth Management's biggest Q1 2021 reduction was Apple, cutting an estimated $6.69M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q1 2021, selling an estimated $3.57M.
  • Golden State Wealth Management's ten largest holdings make up 45% of its $303M portfolio in Q1 2021.
  • Golden State Wealth Management opened 11 new positions and closed 49 in Q1 2021.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q1 2021, filed 14 May 2021.