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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
Cap. Flow
-$46.3M
Cap. Flow %
-15.46%
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$30.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$74M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.5M
4
AAPL icon
Apple
AAPL
+$3.26M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.26M

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Consumer Discretionary 5.56%
3 Financials 4.42%
4 Communication Services 3.39%
5 Healthcare 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
151
PepsiCo
PEP
$190B
$284K 0.09%
2,048
-649
-24% -$88.3K
PFF icon
152
iShares Preferred and Income Securities ETF
PFF
$13.3B
$284K 0.09%
+7,780
New +$280K
GAB icon
153
Gabelli Equity Trust
GAB
$1.79B
$282K 0.09%
+56,664
New +$290K
C icon
154
Citigroup
C
$226B
$281K 0.09%
6,515
-279
-4% -$13.9K
FBT icon
155
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$269K 0.09%
+1,711
New +$280K
RTX icon
156
RTX Corp
RTX
$301B
$268K 0.09%
4,663
-9,131
-66% -$556K
SRE icon
157
Sempra
SRE
$54.8B
$267K 0.09%
4,520
-158
-3% -$9.73K
XTN icon
158
State Street SPDR S&P Transportation ETF
XTN
$399M
$266K 0.09%
+4,582
New +$264K
GS icon
159
Goldman Sachs
GS
$303B
$261K 0.09%
1,301
-350
-21% -$71.2K
NXPI icon
160
NXP Semiconductors
NXPI
$60.4B
$261K 0.09%
2,090
– –
EW icon
161
Edwards Lifesciences
EW
$51.7B
$260K 0.09%
3,258
-291
-8% -$22.7K
GLD icon
162
SPDR Gold Trust
GLD
$141B
$259K 0.09%
+1,460
New +$262K
AWK icon
163
American Water Works
AWK
$26.9B
$258K 0.09%
1,784
-244
-12% -$34.6K
IBB icon
164
iShares Biotechnology ETF
IBB
$9.77B
$258K 0.09%
1,907
+294
+18% +$39.9K
SPDW icon
165
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$256K 0.09%
+8,760
New +$256K
EWC icon
166
iShares MSCI Canada ETF
EWC
$6.33B
$251K 0.08%
+9,148
New +$253K
MDLZ icon
167
Mondelez International
MDLZ
$79.9B
$250K 0.08%
4,358
-4,301
-50% -$239K
BMY icon
168
Bristol-Myers Squibb
BMY
$132B
$247K 0.08%
+4,100
New +$247K
IWN icon
169
iShares Russell 2000 Value ETF
IWN
$14.6B
$247K 0.08%
2,483
-34,489
-93% -$3.5M
VTWO icon
170
Vanguard Russell 2000 ETF
VTWO
$17.9B
$247K 0.08%
4,078
-4,748
-54% -$288K
ACN icon
171
Accenture
ACN
$108B
$244K 0.08%
1,078
-400
-27% -$91.6K
ITOT icon
172
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$238K 0.08%
+3,157
New +$236K
UNP icon
173
Union Pacific
UNP
$174B
$238K 0.08%
1,210
-1,557
-56% -$289K
ULTA icon
174
Ulta Beauty
ULTA
$24.3B
$237K 0.08%
1,057
-141
-12% -$30.3K
XLC icon
175
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$235K 0.08%
3,950
-139
-3% -$8.23K
5 6
7
8 9

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.

  • Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.