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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINX icon
151
Global X FinTech ETF
FINX
$170M
$350K 0.11%
11,885
– –
VB icon
152
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$348K 0.11%
2,226
+166
+8% +$25.7K
RTX icon
153
RTX Corp
RTX
$290B
$347K 0.11%
4,244
-53
-1% -$4.43K
DIA icon
154
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.1B
$340K 0.11%
1,281
+2
+0.2% +$522
OHI icon
155
Omega Healthcare
OHI
$15.1B
$335K 0.11%
9,132
+7,157
+362% +$261K
CAT icon
156
Caterpillar
CAT
$375B
$331K 0.11%
2,429
+595
+32% +$78.6K
GS icon
157
Goldman Sachs
GS
$300B
$330K 0.1%
1,617
+146
+10% +$28.9K
MCD icon
158
McDonald's
MCD
$192B
$327K 0.1%
1,575
+71
+5% +$14.1K
FTSL icon
159
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$325K 0.1%
6,900
-310
-4% -$14.8K
MCHI icon
160
iShares MSCI China ETF
MCHI
$6.29B
$322K 0.1%
5,423
+508
+10% +$30.5K
LVS icon
161
Las Vegas Sands
LVS
$31.7B
$317K 0.1%
5,379
+3,052
+131% +$189K
C icon
162
Citigroup
C
$222B
$316K 0.1%
4,514
-163
-3% -$10.9K
EW icon
163
Edwards Lifesciences
EW
$49.6B
$314K 0.1%
5,100
-108
-2% -$6.53K
PG icon
164
Procter & Gamble
PG
$336B
$311K 0.1%
2,842
+118
+4% +$12.6K
FPE icon
165
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$309K 0.1%
15,945
-10,503
-40% -$202K
SPYM
166
State Street SPDR Portfolio S&P 500 ETF
SPYM
$162B
$299K 0.09%
8,665
+348
+4% +$11.8K
AYX
167
DELISTED
Alteryx Inc
AYX
$294K 0.09%
2,700
– –
SMG icon
168
ScottsMiracle-Gro
SMG
$3.82B
$292K 0.09%
2,974
-281
-9% -$25K
VO icon
169
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$292K 0.09%
7,004
-600
-8% -$24.6K
LMBS icon
170
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$290K 0.09%
5,625
+3,918
+230% +$202K
SCHF icon
171
Schwab International Equity ETF
SCHF
$66.8B
$290K 0.09%
18,126
-8,802
-33% -$139K
TSLA icon
172
Tesla
TSLA
$1.23T
$290K 0.09%
19,500
+1,845
+10% +$28.7K
MGK icon
173
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
$287K 0.09%
11,095
– –
INTC icon
174
Intel
INTC
$455B
$283K 0.09%
5,919
+456
+8% +$22.6K
IWD icon
175
iShares Russell 1000 Value ETF
IWD
$82.2B
$283K 0.09%
2,230
+1
+0% +$125
5 6
7
8 9

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.