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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$581M
AUM Growth
+$121M
Cap. Flow
+$83.9M
Cap. Flow %
14.45%
Top 10 Hldgs %
33.37%
Holding
377
New
70
Increased
209
Reduced
62
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.69M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$2.9M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.81M
4
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$2.58M
5
SPGM icon
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
+$2.09M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$980K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$917K
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$869K
4
LMT icon
Lockheed Martin
LMT
+$541K
5
ITW icon
Illinois Tool Works
ITW
+$424K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Consumer Discretionary 6.25%
3 Financials 5.03%
4 Industrials 4.98%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
126
Walmart Inc
WMT
$890B
$1.01M 0.17%
20,964
+6,894
+49% +$329K
CSCO icon
127
Cisco
CSCO
$479B
$1.01M 0.17%
15,933
+6,876
+76% +$393K
DFAC icon
128
Dimensional US Core Equity 2 ETF
DFAC
$49.4B
$1M 0.17%
34,669
+4,492
+15% +$127K
EMXC icon
129
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.1B
$985K 0.17%
16,249
-379
-2% -$23.1K
ADBE icon
130
Adobe
ADBE
$105B
$953K 0.16%
1,681
+495
+42% +$309K
AXON
131
Axon Enterprise
AXON
$46.4B
$931K 0.16%
5,932
+285
+5% +$47.8K
XOM icon
132
ExxonMobil
XOM
$634B
$931K 0.16%
15,220
+2,189
+17% +$137K
BA icon
133
Boeing
BA
$185B
$908K 0.16%
4,512
-195
-4% -$41.2K
EL icon
134
Estee Lauder
EL
$32B
$907K 0.16%
2,449
+4
+0.2% +$1.36K
TDY icon
135
Teledyne Technologies
TDY
$32B
$901K 0.16%
2,063
+51
+3% +$22.2K
ABT icon
136
Abbott
ABT
$187B
$899K 0.15%
6,385
+4,593
+256% +$588K
AXP icon
137
American Express
AXP
$230B
$893K 0.15%
5,457
+1,348
+33% +$230K
UNP icon
138
Union Pacific
UNP
$174B
$878K 0.15%
3,485
+2,285
+190% +$541K
XLV icon
139
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$877K 0.15%
6,226
+2,181
+54% +$290K
RBC icon
140
RBC Bearings
RBC
$18B
$872K 0.15%
4,318
+52
+1% +$11.2K
SPYM
141
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$872K 0.15%
15,618
-18,149
-54% -$980K
FDN icon
142
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$870K 0.15%
3,846
-21
-0.5% -$4.97K
SBUX icon
143
Starbucks
SBUX
$120B
$868K 0.15%
7,419
+866
+13% +$97.6K
CMCSA icon
144
Comcast
CMCSA
$90B
$866K 0.15%
17,206
+11,358
+194% +$592K
FEX icon
145
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$854K 0.15%
9,250
– –
IWM icon
146
iShares Russell 2000 ETF
IWM
$83B
$851K 0.15%
3,828
+229
+6% +$51.7K
MCD icon
147
McDonald's
MCD
$195B
$845K 0.15%
3,154
+477
+18% +$120K
GOVT icon
148
iShares US Treasury Bond ETF
GOVT
$43.6B
$842K 0.15%
31,578
+10,507
+50% +$278K
LEA icon
149
Lear
LEA
$8.18B
$833K 0.14%
4,552
+187
+4% +$32.8K
VCIT icon
150
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$832K 0.14%
8,973
+323
+4% +$30.2K
4 5
6
7 8

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Golden State Wealth Management held 377 positions worth $581M, up 26% from $460M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management deployed $83.9M of net new capital in Q4 2021, opening 70 new positions and adding to 209 existing holdings. Its largest new stake was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 ETF, an estimated $980K trimmed.

  • Golden State Wealth Management's largest Q4 2021 buy was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.
  • Golden State Wealth Management added most to Apple in Q4 2021, an estimated $5.69M increase.
  • Golden State Wealth Management's biggest Q4 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $980K.
  • Golden State Wealth Management fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $869K.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $581M portfolio in Q4 2021.
  • Golden State Wealth Management opened 70 new positions and closed 16 in Q4 2021.
  • Golden State Wealth Management's portfolio value rose 26% quarter-over-quarter to $581M.

Based on Golden State Wealth Management's 13F filing for Q4 2021, filed 14 Feb 2022.