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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$460M
AUM Growth
+$6.25M
Cap. Flow
+$9.52M
Cap. Flow %
2.07%
Top 10 Hldgs %
36.12%
Holding
335
New
28
Increased
137
Reduced
109
Closed
28

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.7M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.02M
3
ASML icon
ASML
ASML
+$892K
4
MANH icon
Manhattan Associates
MANH
+$882K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$870K

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.77M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.08M
3
BABA icon
Alibaba
BABA
+$873K
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$635K
5
CSCO icon
Cisco
CSCO
+$596K

Sector Composition

Rank Sector Weight
1 Technology 8.63%
2 Consumer Discretionary 6.54%
3 Financials 5.17%
4 Industrials 4.96%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EL icon
126
Estee Lauder
EL
$32B
$734K 0.16%
2,445
-375
-13% -$123K
SBUX icon
127
Starbucks
SBUX
$120B
$723K 0.16%
6,553
+106
+2% +$12.4K
BIV icon
128
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$721K 0.16%
8,065
+500
+7% +$45.3K
CVX icon
129
Chevron
CVX
$366B
$698K 0.15%
6,875
-48
-0.7% -$4.79K
AMT icon
130
American Tower
AMT
$80.4B
$697K 0.15%
2,626
+26
+1% +$7.41K
BND icon
131
Vanguard Total Bond Market
BND
$158B
$697K 0.15%
8,159
-73
-0.9% -$6.3K
IBB icon
132
iShares Biotechnology ETF
IBB
$9.77B
$692K 0.15%
4,279
+87
+2% +$14.6K
AXP icon
133
American Express
AXP
$230B
$689K 0.15%
4,109
-5
-0.1% -$836
ADBE icon
134
Adobe
ADBE
$105B
$683K 0.15%
1,186
-63
-5% -$39.7K
LEA icon
135
Lear
LEA
$8.18B
$683K 0.15%
4,365
+1,812
+71% +$297K
IUSB icon
136
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$681K 0.15%
12,793
+1,070
+9% +$57.5K
PG icon
137
Procter & Gamble
PG
$339B
$663K 0.14%
4,742
+279
+6% +$39.5K
WMT icon
138
Walmart Inc
WMT
$890B
$654K 0.14%
14,070
+312
+2% +$15K
MCD icon
139
McDonald's
MCD
$195B
$646K 0.14%
2,677
-158
-6% -$37.7K
VB icon
140
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$640K 0.14%
2,925
– –
VO icon
141
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$639K 0.14%
10,788
– –
CAT icon
142
Caterpillar
CAT
$387B
$616K 0.13%
3,209
-27
-0.8% -$5.62K
CLX icon
143
Clorox
CLX
$12.7B
$611K 0.13%
3,688
+165
+5% +$28.4K
PFE icon
144
Pfizer
PFE
$153B
$602K 0.13%
14,001
-112
-0.8% -$4.96K
AWK icon
145
American Water Works
AWK
$26.9B
$589K 0.13%
3,487
-18
-0.5% -$3.15K
BABA icon
146
Alibaba
BABA
$308B
$589K 0.13%
3,976
-4,797
-55% -$873K
AEP icon
147
American Electric Power
AEP
$68.4B
$583K 0.13%
7,181
– –
RACE icon
148
Ferrari
RACE
$72.5B
$572K 0.12%
2,736
-54
-2% -$11.6K
MDY icon
149
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$565K 0.12%
1,175
-200
-15% -$98.2K
GOVT icon
150
iShares US Treasury Bond ETF
GOVT
$43.6B
$559K 0.12%
21,071
-392
-2% -$10.5K
4 5
6
7 8

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PHS
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MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Golden State Wealth Management held 335 positions worth $460M, up 1.4% from $454M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management's Q3 2021 filing shows 28 new, 137 increased, 109 reduced and 28 closed positions. Its largest new stake was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M. The largest sale was KraneShares CSI China Internet ETF, an estimated $1.77M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2021 buy was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q3 2021, an estimated $1.7M increase.
  • Golden State Wealth Management's biggest Q3 2021 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $1.08M.
  • Golden State Wealth Management fully exited KraneShares CSI China Internet ETF in Q3 2021, selling an estimated $1.77M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $460M portfolio in Q3 2021.
  • Golden State Wealth Management opened 28 new positions and closed 28 in Q3 2021.
  • Golden State Wealth Management's portfolio value rose 1.4% quarter-over-quarter to $460M.

Based on Golden State Wealth Management's 13F filing for Q3 2021, filed 15 Nov 2021.