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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$41.8M
Cap. Flow
-$50.9M
Cap. Flow %
-16.78%
Top 10 Hldgs %
44.6%
Holding
248
New
11
Increased
52
Reduced
122
Closed
49

Top Buys

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.94M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.21M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$813K
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$774K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$685K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$6.69M
2
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.57M
3
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$3.3M
4
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.37M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 8.37%
2 Consumer Discretionary 5.88%
3 Financials 4.9%
4 Communication Services 4.07%
5 Healthcare 2.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSB icon
126
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$371K 0.12%
7,034
+3,248
+86% +$174K
FDT icon
127
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$369K 0.12%
6,145
-530
-8% -$31.4K
VTWO icon
128
Vanguard Russell 2000 ETF
VTWO
$17.9B
$365K 0.12%
4,102
+6
+0.1% +$529
DBEF icon
129
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$362K 0.12%
9,983
-1,709
-15% -$60K
HLT icon
130
Hilton Worldwide
HLT
$71.5B
$359K 0.12%
2,972
+339
+13% +$39.2K
XLC icon
131
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$353K 0.12%
4,816
+716
+17% +$50.9K
VCSH icon
132
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$350K 0.12%
4,244
– –
ALGS icon
133
Aligos Therapeutics
ALGS
$34.9M
$337K 0.11%
594
– –
RTX icon
134
RTX Corp
RTX
$301B
$335K 0.11%
4,341
-6,143
-59% -$448K
SPYD icon
135
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$331K 0.11%
8,618
-2,025
-19% -$73.8K
ICLN icon
136
iShares Global Clean Energy ETF
ICLN
$2.4B
$327K 0.11%
13,460
-2,040
-13% -$57.1K
LEN icon
137
Lennar Class A
LEN
$21.2B
$324K 0.11%
3,311
+352
+12% +$29.6K
IWM icon
138
iShares Russell 2000 ETF
IWM
$83B
$322K 0.11%
1,461
+3
+0.2% +$655
NXPI icon
139
NXP Semiconductors
NXPI
$60.4B
$320K 0.11%
1,590
-211
-12% -$38.5K
BND icon
140
Vanguard Total Bond Market
BND
$158B
$319K 0.11%
3,777
+202
+6% +$17.4K
GS icon
141
Goldman Sachs
GS
$303B
$319K 0.11%
978
-314
-24% -$97.8K
VLUE icon
142
iShares MSCI USA Value Factor ETF
VLUE
$9.44B
$317K 0.1%
3,096
-1,108
-26% -$107K
CMCSA icon
143
Comcast
CMCSA
$90B
$316K 0.1%
5,843
-12,514
-68% -$661K
LUV icon
144
Southwest Airlines
LUV
$23B
$313K 0.1%
+5,140
New +$273K
JSML icon
145
Janus Henderson Small Cap Growth Alpha ETF
JSML
$379M
$312K 0.1%
+4,626
New +$314K
EWC icon
146
iShares MSCI Canada ETF
EWC
$6.33B
$311K 0.1%
9,148
– –
PPBI
147
DELISTED
Pacific Premier Bancorp
PPBI
$302K 0.1%
6,973
-1,563
-18% -$60.9K
CRWD icon
148
CrowdStrike
CRWD
$218B
$301K 0.1%
6,604
+1,176
+22% +$62.2K
O icon
149
Realty Income
O
$59.1B
$301K 0.1%
4,901
-592
-11% -$35.1K
GLD icon
150
SPDR Gold Trust
GLD
$141B
$298K 0.1%
1,866
+461
+33% +$77.5K
4 5
6
7 8

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MAM
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KCM
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Golden State Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Golden State Wealth Management held 248 positions worth $303M, down 12% from $345M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Golden State Wealth Management withdrew a net $50.9M in Q1 2021, closing 49 positions and reducing 122 holdings. Its most notable exit was VictoryShares US 500 Volatility Wtd ETF, an estimated $3.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Industrial Select Sector SPDR ETF worth $422K.

  • Golden State Wealth Management's largest Q1 2021 buy was State Street Industrial Select Sector SPDR ETF: 4,295 shares worth $422K.
  • Golden State Wealth Management added most to State Street SPDR Portfolio Aggregate Bond ETF in Q1 2021, an estimated $1.94M increase.
  • Golden State Wealth Management's biggest Q1 2021 reduction was Apple, cutting an estimated $6.69M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q1 2021, selling an estimated $3.57M.
  • Golden State Wealth Management's ten largest holdings make up 45% of its $303M portfolio in Q1 2021.
  • Golden State Wealth Management opened 11 new positions and closed 49 in Q1 2021.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q1 2021, filed 14 May 2021.