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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+11.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$345M
AUM Growth
+$45.9M
Cap. Flow
+$14.1M
Cap. Flow %
4.09%
Top 10 Hldgs %
41.19%
Holding
456
New
31
Increased
143
Reduced
55
Closed
219

Top Buys

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$2.59M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.46M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.93M
4
GAB icon
Gabelli Equity Trust
GAB
+$1.9M
5
AMZN icon
Amazon
AMZN
+$1.86M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.07M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.25M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.19M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.02M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 11.02%
2 Consumer Discretionary 5.91%
3 Financials 5.03%
4 Communication Services 4.02%
5 Healthcare 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUNZ icon
126
VanEck Merk Gold Trust
OUNZ
$2.69B
$506K 0.15%
27,308
+25,433
+1,356% +$465K
MDLZ icon
127
Mondelez International
MDLZ
$79.9B
$504K 0.15%
8,622
+4,264
+98% +$244K
C icon
128
Citigroup
C
$226B
$496K 0.14%
8,051
+1,536
+24% +$78.1K
RDVY icon
129
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$482K 0.14%
12,080
-4,905
-29% -$178K
IXN icon
130
iShares Global Tech ETF
IXN
$8.83B
$475K 0.14%
9,510
+2,772
+41% +$128K
KO icon
131
Coca-Cola
KO
$375B
$466K 0.14%
8,498
+2,526
+42% +$131K
FDN icon
132
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$463K 0.13%
2,181
+11
+0.5% +$2.23K
MMD
133
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$463K 0.13%
21,263
+248
+1% +$5.26K
MO icon
134
Altria Group
MO
$114B
$459K 0.13%
11,200
-5,478
-33% -$220K
LIN icon
135
Linde
LIN
$226B
$447K 0.13%
+1,697
New +$416K
AFG icon
136
American Financial Group
AFG
$12.1B
$439K 0.13%
5,009
+9
+0.2% +$738
PDI icon
137
PIMCO Dynamic Income Fund
PDI
$7.42B
$439K 0.13%
16,593
+1,214
+8% +$31.1K
ICLN icon
138
iShares Global Clean Energy ETF
ICLN
$2.4B
$438K 0.13%
+15,500
New +$348K
PEP icon
139
PepsiCo
PEP
$190B
$426K 0.12%
2,870
+822
+40% +$117K
SRE icon
140
Sempra
SRE
$54.8B
$426K 0.12%
6,688
+2,168
+48% +$139K
INTC icon
141
Intel
INTC
$513B
$424K 0.12%
8,502
+2,174
+34% +$106K
EFA icon
142
iShares MSCI EAFE ETF
EFA
$80.2B
$422K 0.12%
5,784
-2,154
-27% -$147K
CAT icon
143
Caterpillar
CAT
$387B
$420K 0.12%
2,308
+213
+10% +$36.1K
QRVO icon
144
Qorvo
QRVO
$8.74B
$420K 0.12%
2,524
+280
+12% +$41.2K
ALGS icon
145
Aligos Therapeutics
ALGS
$34.9M
$411K 0.12%
+594
New +$289K
NEE icon
146
NextEra Energy
NEE
$177B
$397K 0.12%
+5,150
New +$385K
DBEF icon
147
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$393K 0.11%
11,692
+880
+8% +$28.4K
ZTS icon
148
Zoetis
ZTS
$30B
$379K 0.11%
+2,292
New +$373K
FDT icon
149
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$377K 0.11%
6,675
-1,300
-16% -$69.1K
IGSB icon
150
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$368K 0.11%
6,674
+2,791
+72% +$153K
4 5
6
7 8

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MAM
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KCM
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DAM
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MIA
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PWA
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Golden State Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Golden State Wealth Management held 456 positions worth $345M, up 15% from $299M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Golden State Wealth Management deployed $14.1M of net new capital in Q4 2020, opening 31 new positions and adding to 143 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 69,715 shares worth $2.82M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.5% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.07M trimmed.

  • Golden State Wealth Management's largest Q4 2020 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 69,715 shares worth $2.82M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q4 2020, an estimated $2.46M increase.
  • Golden State Wealth Management's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.07M.
  • Golden State Wealth Management fully exited iShares Core Dividend Growth ETF in Q4 2020, selling an estimated $1.02M.
  • Golden State Wealth Management's ten largest holdings make up 41% of its $345M portfolio in Q4 2020.
  • Golden State Wealth Management opened 31 new positions and closed 219 in Q4 2020.
  • Golden State Wealth Management's portfolio value rose 15% quarter-over-quarter to $345M.

Based on Golden State Wealth Management's 13F filing for Q4 2020, filed 28 Jan 2021.